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COMMUNICATIONS OCCULOIC( Page 2- of :3 Clown& drench Penhing I.I.C. a %bay owned gabbling of The Balk el New York Mellon Ceeporatton any Melba) Pennine llCanerreer RA*. PL,.11‘JeLefIA-00346609 DB-SDNY-0009433 EFTA 00157218 EFTA01289581 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACT
92.10 818 80 3.669.60 398% June 1, 2018 - June 30,2018 SOUTHERN FINANCIAL LLC CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated Escoilent (my Yew Since 2007 OMAR RATIO COMMUNICATIONS UMIAK( Page 9 of 28 Clewing liner Fenian IIC a whey evened sotaldianr a The Mak a
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FED. R CRIN1. P. 6(e) 453,566.56 1.76% 241,424.19 USD 4265.65 25,672,500.00 JPY 453,566.56 241,424.19 USD 4,265.65 Account Numbs 2:c:tc CONFIDOP Rated [stollen% bey Year Since 2007 DALIAR RATED COMMUNICATCNS EXCIELLU4Ct Page 14 of 31 Clewing Omagh Pagan IIC eulogy owned subsidiary a The
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questions regarding this notice or if you would like additional copies of the CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 iiruts CONFIDOP L-- A0099390CSF30018 Rated timeliest bey Yew Since 2007 DALIARMITO COMMUNCAT IONS uctuitra Claim. through Penliqg I1C *a.* evened sobsidiary
Entities connected to both Pennine and CONFIDOP

Ghislaine Maxwell
PERSONthe Options Clearing Corporation
ORGANIZATION
CUSTOMS
ORGANIZATIONJersey City
LOCATION
Mao Zedong
PERSONTAXABLE
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONPie Chart
ORGANIZATION
Joi Ito
PERSON
Baltimore
LOCATIONInterest - U.S. DOLLARS
ORGANIZATION
Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Mellon
ORGANIZATION
Deutsche Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION