3
Shared Docs
3
Same-Page
3 / 3
Mentions
ct from time to time. "Applicable Law' shall also include the rules of any natinnal securities association, registered seounties exchepge or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 4. 'Branch Supervisor' means the manager of the branch office at whic
onfidentiality of Client intimation and, in certain limited situations, providing Client information outsioe of DBSI. 7. "Patty" or 'Parties' means Clicnt(s) and 0851, together with its affiliates, collectively. 8. "Restricted SOCDIiTiOS" means securities of a cotpornign of which Client ie a director, e
ct from time to time. 'Applicable Law" shall also include the rules of any natinnol securities essociation, registered seventies exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 4. 'Branch Supervisor means the manager of the branch office at which
onfidentiality of Client information and, in certain limited situanons, providing Client information outside of DBSI. 7. "Party" or 'Parties" means Clicnt(s) and O851, together with Its affiliates, collectively. 8. "Restricted Securities' means securities of a corpointign et which Client is a director,
ct from time to time. 'Applicable Law" shall also include the rules of any natinnol securities essociation, registered seventies exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 4. 'Branch Supervisor means the manager of the branch office at which
onfidentiality of Client information and, in certain limited situanons, providing Client information outside of DBSI. 7. "Party" or 'Parties" means Clicnt(s) and O851, together with Its affiliates, collectively. 8. "Restricted Securities' means securities of a corpointign et which Client is a director,
Entities connected to both Options Clearing Corporation and Clicnt(s
Pershing
LOCATIONDEISI
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONAccoont
ORGANIZATION011OCUO
ORGANIZATIONSVC eourvage
ORGANIZATIONPerahirin
ORGANIZATIONen Client's
ORGANIZATIONClientls
ORGANIZATIONCheat's Accouthisl
ORGANIZATIONAopourtffs
LOCATIONClothier
PERSONthe Terms and Conditions
ORGANIZATIONRestricted Securities'
ORGANIZATION