8
Total Mentions
8
Documents
30
Connected Entities
Organization referenced in documents
EFTA00165848
ct from time to time. "Applicable Law' shall also include the rules of any natinnal securities association, registered seounties exchepge or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 4. 'Branch Supervisor' means the manager of the branch office at whic
EFTA01353403
CHAPTER I INTRODUCTION This booklet relates solely to options Issued by The Options Clearing Corporation ("OCC"). and all refer- ences to "options- in this booklet are applicable only to such options. As of the date of this booklet, options are traded
EFTA01355745
ct from time to time. 'Applicable Law" shall also include the rules of any natinnol securities essociation, registered seventies exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 4. 'Branch Supervisor means the manager of the branch office at which
EFTA00237366
nd Regulations 2. You are aware of and agree to be bound by the constitution, rules, regulations. bydaws, interpretations, customs, and usages the Options Clearing Corporation ('OCC'). the Financial Industry Regulatory Authority f'FINRA•), the cerium exchanges a mrk and clearing facilities. it any, where the transactions
EFTA01380002
ill promptly notify DBSI, in writing of any material change in the above-stated information. I acknowledge ring corporation prospectus upon request Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of Standardized Options" Signature 0ate RAMIODNYYY1 Print Name Client Advisor Signature
EFTA01390391
ct from time to time. 'Applicable Law" shall also include the rules of any natinnol securities essociation, registered seventies exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 4. 'Branch Supervisor means the manager of the branch office at which
EFTA01393097
CHAPTER I INTRODUCTION This booklet relates solely to options Issued by The Options Clearing Corporation ("OCC"). and all refer- ences to "options- in this booklet are applicable only to such options. As of the date of this booklet, options are traded
EFTA01465394
from time to time. "Applicabie Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 4. "Branch Supervisor" means the manager of the branch office at whic
Pershing
LocationFinancial district location, likely Pershing Square or Pershing LLC
DEISI
OrganizationOrganization referenced in documents
Clicnt(s
OrganizationOrganization referenced in documents
the Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission

Deutsche Bank
OrganizationGerman global banking and financial services company
the State of New York
LocationState in the northeastern United States
Pershing LLC
OrganizationBNY Mellon subsidiary providing clearing and settlement services
the Terms and Conditions
OrganizationOrganization referenced in documents
the Securities Exchange
OrganizationOrganization referenced in documents
Restricted Securities'
OrganizationOrganization referenced in documents
Foreign Securities which Client
OrganizationOrganization referenced in documents
the Margin Account
OrganizationOrganization referenced in documents
a Demand Loan
OrganizationOrganization referenced in documents
the Pre-Dispute Arbitration Clause
OrganizationOrganization referenced in documents
Pershing Lien
PersonName reference in documents
the XYZ Corporation
OrganizationOrganization referenced in documents
XYZ Corpora-
OrganizationOrganization referenced in documents
Accoont
OrganizationOrganization referenced in documents
011OCUO
OrganizationOrganization referenced in documents
SVC eourvage
OrganizationOrganization referenced in documents