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Allegations: Violations of 34 Act Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UB
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
2 mentions1 same-page
Page ?Same page
Allegations: Violations of 34 Act Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UB
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
2 mentions1 same-page
Page ?Same page
Allegations: Violations of 34 Act Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UB
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
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Mutual Connections (126)
Entities connected to both Civil Penalty and Millennium International
Lehman
ORGANIZATION5 w/ Civil·3 w/ Millennium
New Hampshire
LOCATION5 w/ Civil·3 w/ Millennium
Brought
ORGANIZATION5 w/ Civil·3 w/ Millennium
The Ohio Division of Securities
ORGANIZATION5 w/ Civil·3 w/ Millennium
Back Taxes Payment
ORGANIZATION5 w/ Civil·3 w/ Millennium
Swiss Federal Banking Commission
ORGANIZATION5 w/ Civil·3 w/ Millennium
Fannie Mae
ORGANIZATION5 w/ Civil·3 w/ Millennium
the Financial Advisor's
ORGANIZATION5 w/ Civil·3 w/ Millennium
Parent Company
ORGANIZATION5 w/ Civil·3 w/ Millennium
Dept. of
ORGANIZATION5 w/ Civil·3 w/ Millennium
UBS Securities LLC
ORGANIZATION5 w/ Civil·3 w/ Millennium
the Securities and Exchange Commission
ORGANIZATION5 w/ Civil·3 w/ Millennium
Department of Justice
ORGANIZATION5 w/ Civil·3 w/ Millennium
New York State
LOCATION5 w/ Civil·3 w/ Millennium
Internal Revenue Service
ORGANIZATION5 w/ Civil·3 w/ Millennium
UBS AG
ORGANIZATION5 w/ Civil·3 w/ Millennium
Federal Reserve
ORGANIZATION5 w/ Civil·3 w/ Millennium
UBS Fund
ORGANIZATION5 w/ Civil·3 w/ Millennium
Lehman Structured Products
ORGANIZATION5 w/ Civil·3 w/ Millennium
Massachusetts Securities Division
ORGANIZATION5 w/ Civil·3 w/ Millennium