the North American Securities Administrators Association
ORGANIZATIONIsrael A. Englander & Co.
ORGANIZATION3
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&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the broker/dealer anti-fraud provisions. Allegations: Violations of
unts than those which have been selected. Additional Activities Mr. Englander has a minority, passive interest in a non-Millennium broker-dealer, Israel A. Englander & Co., Inc ("Englander & Co."). To the extent that the Fund or a Portfolio Manager employs the services of Englander & Co., this could constitute a confli
&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the brokeridealer anti-fraud provisions. Allegations: Violations of
Millennium in its sole discretion. Outside Business Activities Mr. Englander has a minority, passive interest in a non-Millennium broker-dealer, Israel A. Englander & Co., Inc ("Englander & Co."). To the extent that the Fund or a Portfolio Manager employs the services of Englander & Co., this could constitute a confl
&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the brokeridealer anti-fraud provisions. Allegations: Violations of
Millennium in its sole discretion. Outside Business Activities Mr. Englander has a minority, passive interest in a non-Millennium broker-dealer, Israel A. Englander & Co., Inc ("Englander & Co."). To the extent that the Fund or a Portfolio Manager employs the services of Englander & Co., this could constitute a confl
Entities connected to both the North American Securities Administrators Association and Israel A. Englander & Co.

New York State
LOCATIONMassachusetts Securities Division
ORGANIZATION
Internal Revenue Service
ORGANIZATIONLehman
ORGANIZATIONDept. of
ORGANIZATIONCease & Desist
ORGANIZATIONLehman Structured Products
ORGANIZATIONUBS Securities LLC
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
New Hampshire
LOCATION
Federal Reserve
ORGANIZATIONthe Financial Advisor's
ORGANIZATIONParent Company
ORGANIZATION
Department of Justice
ORGANIZATION
UBS AG
ORGANIZATION
Fannie Mae
ORGANIZATIONUBS Fund
ORGANIZATIONGeneral State of NY
ORGANIZATIONBrought
ORGANIZATIONThe Ohio Division of Securities
ORGANIZATION