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formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
d under the Exchange Act and may in the future have a broker- dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are re
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
under the Exchange Act and may in the future have a broker-dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mut
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
under the Exchange Act and may in the future have a broker-dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mut
Entities connected to both UBS Fund and Cayman Islands Mutual Funds Law

UBS AG
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
United States
LOCATION
Federal Reserve
ORGANIZATION
Fannie Mae
ORGANIZATIONUBS Securities LLC
ORGANIZATION
Department of Justice
ORGANIZATIONCease & Desist
ORGANIZATION
Ghislaine Maxwell
PERSONErnst & Young LLP
ORGANIZATIONUBS Fund Advisor
ORGANIZATION
New York State
LOCATIONCayman
LOCATIONThe Ohio Division of Securities
ORGANIZATIONBrought
ORGANIZATIONGeneral State of NY
ORGANIZATIONCivil Penalty
ORGANIZATIONthe North American Securities Administrators Association
ORGANIZATIONthe Financial Advisor's
ORGANIZATIONDept. of
ORGANIZATION