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Investor Application, shall have any legal effect. The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an ex
ffiliate thereof (such funds "Other AlphaKeys Millennium Funds"). The Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"), a Swiss bank. UBSFS, a wholly owned subsidiary of U
2 mentions1 same-page
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L CONFIDENTIAL UBSTERRAMAR00002263 EFTA00237819 The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an e
filiate thereof (such funds "Other AlphaKeys Millennium Funds"). The Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UK") a Swiss bank. UBSFS, a wholly owned subsidiary of UBS
2 mentions1 same-page
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L CONFIDENTIAL UBSTERRAMAR00001210 EFTA00236856 The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an e
filiate thereof (such funds "Other AlphaKeys Millennium Funds"). The Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UK") a Swiss bank. UBSFS, a wholly owned subsidiary of UBS
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Mutual Connections (117)
Entities connected to both the National Futures Association and the "UBS Americas"
United States
LOCATION5 w/ the·3 w/ the
UBS AG
ORGANIZATION4 w/ the·3 w/ the
Ghislaine Maxwell
PERSON5 w/ the·2 w/ the
Custodian
ORGANIZATION3 w/ the·3 w/ the
Trigger Event
ORGANIZATION3 w/ the·3 w/ the
Paul Volcker
PERSON3 w/ the·3 w/ the
U.S. Treasury
ORGANIZATION3 w/ the·3 w/ the
Millennium
ORGANIZATION3 w/ the·3 w/ the
the Federal Reserve System
ORGANIZATION3 w/ the·3 w/ the
Non-U.S. Investments
ORGANIZATION3 w/ the·3 w/ the
the Internal Revenue Service
ORGANIZATION3 w/ the·3 w/ the
Keogh
ORGANIZATION4 w/ the·2 w/ the
New York
LOCATION3 w/ the·3 w/ the
the District of Columbia
LOCATION3 w/ the·3 w/ the
Ernst & Young LLP
ORGANIZATION3 w/ the·3 w/ the
Classes of Interests
ORGANIZATION3 w/ the·3 w/ the
the U.S. Investment Company Act
ORGANIZATION3 w/ the·3 w/ the
Schulte Roth & Zabel LLP
ORGANIZATION3 w/ the·3 w/ the
Anti-Money Laundering
ORGANIZATION3 w/ the·3 w/ the
Investment Company
ORGANIZATION4 w/ the·2 w/ the