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NICATIONS LTD ADR a 28.22 29,913.20 BROKERAGE 42.40 ESI SECURITIES COMPANY (ID: 82929R-30-4) 1,060.000 28.26 (29,955.60) • 1/29 2/1 Purchase SMITHS GROUP PLC SPONSORED ADR @ 19.72 25,044.40 BROKERAGE 38.10 ESI SECURITIES COMPANY (ID: 83238P-20-3) 1,270.000 19.75 (25,082.50) • 1129 2/1 Purchase STA
DINGS LTD SPONS ADR @ 55.05 30,277.50 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) 550.000 55.09 (30,299.50) • 1/29 2/1 Purchase ROYAL DUTCH SHELL PLC ADR 74.5455 22,363.65 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID: 780259-10-7) 300.000 74.586 (22,375.65) • 1/29 2/1 Purchase SANOFI 48.6177 3
NICATIONS LTD ADR @ 29.7808 440.000 29.821 (13,121.15) 4/25 13,103.55 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 82929R-30-4) 4/22 Purchase SMITHS GROUP PLC SPONSORED ADR @ 18.655 330.000 18.685 (6,166.06) 4/25 6,156.15 BROKERAGE 9.90 ESI SECURITIES COMPANY (ID: 83238P-20-3) 4/22 Purchase STATOIL
INGS LTD SPONS ADR @ 60.4954 190.000 60.535 (11,501.73) 4/25 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: 771195-10-4) 4/22 Purchase ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.48 215.000 65.856 (14,159.06) 4/25 BROKERAGE 8.83 ESI SECURITIES COMPANY (ID: 780259-10-7) 4/22 Purchase SIEMENS A G SPONS
NE MAXWELL - OAP IHD ACCT. For tli!!!!III/1/13 to 1/31/13 Price EAFE Equity P P P P SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM P
ETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) SANOFI (ID: 80105N-10-5) SIEMENS A G SPONS ADR (ID: 826197-50-1) Quantity 1,850.000 1,660.000 1,650.000 570.000 590.000 41
Purchase Purchase Description SINGAPORE TELECOMMUNICATIONS LTD ADR @ 30.5116 8,085.57 BROKERAGE 10.60 ESI SECURITIES COMPANY (ID: 82929R-30-4) SMITHS GROUP PLC SPONSORED ADR @ 20.966 1,782.11 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 83238P-20-3) STATOIL ASA SPONS ADR @ 21.3832 7,056.46 BROKERAGE 13.20
ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 64.4191 6,441.91 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: 780259-10-7) SANOFI @ 52.2799 10,455.98 BROKERAGE 8.00 TAX &/OR SEC 20.92 ESI SECUR
ID: 826197-50-1) SINGAPORE TELECOMMUNICATIONS LTD ADR @ 29.7808 13,103.55 BROKERAGE 17.60 ESI SECURITIES EFTA01565650 COMPANY (ID: 82929R-30-4) SMITHS GROUP PLC SPONSORED ADR @ 18.655 6,156.15 BROKERAGE 9.90 ESI SECURITIES COMPANY (ID: 83238P-20-3) STATOIL ASA SPONS ADR @ 23.2348 11,849.75 BROKERAGE 20.40
SI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 60.4954 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.46 BROKERAGE 8.60 ESI SECURITIES COMPANY (ID: 780259-10-7) SIEMENS A G SPONS ADR @ 100.0942 20,018.84 BROKERAGE 8.00 ESI SECURIT
MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Price EAFE Equity P P P P SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM P
ETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) SANOFI (ID: 80105N-10-5) SIEMENS A G SPONS ADR (ID: 826197-50-1) Quantity 1,850.000 1,660.000 1,650.000 570.000 590.000 41
Entities connected to both SMITHS GROUP PLC and ROYAL DUTCH SHELL PLC ADR

Ghislaine Maxwell
PERSON
SIEMENS
ORGANIZATIONUNILEVER N V
ORGANIZATION
SANOFI
ORGANIZATION
BAYER
ORGANIZATIONTESCO PLC
ORGANIZATIONSTATOIL ASA
ORGANIZATION
JPMorgan Chase
ORGANIZATIONVODAFONE GROUP PLC SPONS ADR
ORGANIZATIONJason Bell
PERSONSINGAPORE TELECOMMUNICATIONS LTD
ORGANIZATIONTELEKOMUNIKASI IND
ORGANIZATIONRECKITT BENCKISER GROUP PLC
ORGANIZATIONVODAFONE GROUP PLC
ORGANIZATIONGHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATIONJason Grosse
PERSONBAE SYSTEMS PLC
ORGANIZATIONASTRAZENECA PLC
ORGANIZATIONABB LTD
ORGANIZATIONROCHE HOLDINGS LTD
ORGANIZATION