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NICATIONS LTD ADR a 28.22 29,913.20 BROKERAGE 42.40 ESI SECURITIES COMPANY (ID: 82929R-30-4) 1,060.000 28.26 (29,955.60) • 1/29 2/1 Purchase SMITHS GROUP PLC SPONSORED ADR @ 19.72 25,044.40 BROKERAGE 38.10 ESI SECURITIES COMPANY (ID: 83238P-20-3) 1,270.000 19.75 (25,082.50) • 1129 2/1 Purchase STA
to 2/28/13 Trade Date Type Description Quantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased 1/29 Purchase 2/1 PETROCHINA CO LTD ADR fg 144.1528 24,505.98 BROKERAGE 6.80 ESI SECURITIES COMPANY (ID: 71848E-10-0) 170.000 144.193 (24,512.78) ' 1/29 2/1 Purchase RECKITT BENCIC
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NE MAXWELL - OAP IHD ACCT. For tli!!!!III/1/13 to 1/31/13 Price EAFE Equity P P P P SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM P
069-40-6) EFTA01564994 NOVARTIS A G ADR (ID: 66987V-10-9) LUKOIL OAO SPONS ADR (ID: 677862-10-4) TELEKOMUNIKASI IND SPONS ADR (ID: 715684-10-6) PETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PL
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Purchase Purchase Description SINGAPORE TELECOMMUNICATIONS LTD ADR @ 30.5116 8,085.57 BROKERAGE 10.60 ESI SECURITIES COMPANY (ID: 82929R-30-4) SMITHS GROUP PLC SPONSORED ADR @ 20.966 1,782.11 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 83238P-20-3) STATOIL ASA SPONS ADR @ 21.3832 7,056.46 BROKERAGE 13.20
AS OF 07/29/13 (ID: 874039-10-0) TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR TAX WITHHELD TAIWAN 20.00% AS OF 07/29/13 (ID: 874039-10-0) PETROCHINA CO LTD ADR @ 2.115642 PER SHARE AS OF 07/29/13 (ID: 71646E-10-0) PETROCHINA CO LTD ADR REPRESENTS @ .020 DEPOSITORY FEE AS OF 07/29/13 (ID: 71646E-10-0) PET
Sponsored
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MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Price EAFE Equity P P P P SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM P
069-40-6) EFTA01565099 NOVARTIS A G ADR (ID: 66987V-10-9) LUKOIL OAO SPONS ADR (ID: 677862-10-4) TELEKOMUNIKASI IND SPONS ADR (ID: 715684-10-6) PETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PL
Sponsored
Mutual Connections (55)
Entities connected to both SMITHS GROUP PLC and PETROCHINA CO LTD ADR
Ghislaine Maxwell
PERSON38 w/ SMITHS·23 w/ PETROCHINA
SIEMENS
ORGANIZATION23 w/ SMITHS·14 w/ PETROCHINA
UNILEVER N V
ORGANIZATION17 w/ SMITHS·11 w/ PETROCHINA
SANOFI
ORGANIZATION13 w/ SMITHS·14 w/ PETROCHINA
BAYER
ORGANIZATION14 w/ SMITHS·11 w/ PETROCHINA
TESCO PLC
ORGANIZATION15 w/ SMITHS·8 w/ PETROCHINA
STATOIL ASA
ORGANIZATION15 w/ SMITHS·7 w/ PETROCHINA
VODAFONE GROUP PLC SPONS ADR
ORGANIZATION11 w/ SMITHS·10 w/ PETROCHINA
ISRAEL CHEMICALS LTD ADR
ORGANIZATION6 w/ SMITHS·14 w/ PETROCHINA
TELEKOMUNIKASI IND
ORGANIZATION10 w/ SMITHS·10 w/ PETROCHINA
SINGAPORE TELECOMMUNICATIONS LTD
ORGANIZATION16 w/ SMITHS·3 w/ PETROCHINA
ROYAL DUTCH SHELL PLC ADR
ORGANIZATION6 w/ SMITHS·13 w/ PETROCHINA
NESTLE S
ORGANIZATION10 w/ SMITHS·8 w/ PETROCHINA
JPMorgan Chase
ORGANIZATION7 w/ SMITHS·11 w/ PETROCHINA
RECKITT BENCKISER GROUP PLC
ORGANIZATION6 w/ SMITHS·11 w/ PETROCHINA
VODAFONE GROUP PLC
ORGANIZATION7 w/ SMITHS·10 w/ PETROCHINA
JB
Jason Bell
PERSON6 w/ SMITHS·11 w/ PETROCHINA
ASTRAZENECA PLC
ORGANIZATION8 w/ SMITHS·8 w/ PETROCHINA
ABB LTD SPONS ADR
ORGANIZATION6 w/ SMITHS·9 w/ PETROCHINA
STATOIL ASA SPONS ADR
ORGANIZATION8 w/ SMITHS·7 w/ PETROCHINA