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curities Purchased Purchase 1/29 2/1 SINGAPORE TELECOMMUNICATIONS LTD ADR (ID: 82929R-30-4) 1,060.000 28.22 (29,955.60) 1/29 2/1 Purchase SMITHS GROUP PLC SPONSORED ADR (ID: 83238P-20-3) 1,270.000 19.72 (25,082.50) 1/29 211 Purchase STATOIL ASA SPONS ADR (ID: 85771P-10-2) 950.000 26.493 (25,20
00 40.46 (37,665.00) 1/29 2/1 Purchase UNITED OVERSEAS BANK LTD SPONS ADR (ID: 911271-30-2) 900.000 30.50 (27,486.00) 1/29 2/1 Purchase VODAFONE GROUP PLC SPONS ADR (ID: 92857W-20-9) 1,480.000 27.32 (39,945.60) 1/29 21 Purchase ZURICH INSURANCE GROUP-ADR (ID: OS9825-10-4) 1,050.000 28.43 (29,893.50) To
ng Securities Purchased 1/29 Purchase SINGAPORE TELECOMMUNICATIONS LTD ADR 1,060.000 28.22 (29,955.60) 211 (ID: 82929R-30-4) 1/29 Purchase SMITHS GROUP PLC SPONSORED ADR (ID: 83238P-20-3) 1,270.000 19.72 (25,082.50) 2/1 1/29 Purchase STATOIL ASA SPONS ADR (ID: 85771P-10-2) 950.000 26.493 (25,20
000 40.46 (37,685.00) 211 129 Purchase UNITED OVERSEAS SANK LTD SPONS ADR 900.000 30.50 (27,486.00) 2/1 (ID: 911271-30-2) 1/29 Purchase VODAFONE GROUP PLC SPONS ADR (ID: 92857W-20-9) 1,460.000 27.32 (39,945.60) 2/1 1/29 Purchase ZURICH INSURANCE GROUP-ADR (ID: 989825.10-4) 1,050.000 28.43 (29,893.50) 2
NICATIONS LTD ADR O 29.7808 13,103.55 BROKERAGE 17.80 ESI SECURITIES COMPANY (ID: 82929R-30-4) 440.000 29.821 (13,121.15) 4/22 4/25 Purchase SMITHS GROUP PLC SPONSORED ADR Q 18.655 6,156.15 BROKERAGE 9.90 ESI SECURITIES COMPANY (ID: 83238P-20-3) 330.000 18.685 (6,166.05) 4/22 4/25 Purchase STATOIL
NK LTD SPONS ADR 0 33.4524 14,719.06 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 911271-30-2) 440.000 33.492 (14,736.66) 4/22 4/25 Purchase VODAFONE GROUP PLC SPONS ADR @ 29.7542 16,067.27 BROKERAGE 21.80 ESI SECURITIES COMPANY (ID: 92857W-20-9) 540.000 29.794 (16,088.87) 4/22 4/25 Purchase ZURICH INSURANCE
MUNICATIONS LTD ADR G 30.5116 8,085.57 BROKERAGE 10.60 ESI SECURITIES COMPANY (ID: 82929R-30-4) 265.000 30.552 (8,096.17) 7/12 7/17 Purchase SMITHS GROUP PLC SPONSORED ADR 41? 20.966 1,782.11 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 83238P-20-3) 85.000 21.006 (1,785.51) 7/12 7/17 Purchase STATOI
EAS BANK LTD SPONS ADR C 33.14 8,285.00 BROKERAGE 10.00 ESI SECURITIES COMPANY (ID: 911271-30-2) 250.000 33.18 (8,295.00) 7/12 7/17 Purchase VODAFONE GROUP PLC SPONS ADR ft 29.43 12,949.20 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) 440.000 29.47 (12,968.80) 7/12 7/17 Purchase ZURICH INSURANCE GR
OMMUNICATIONS LTD ADR • 30.5116 265.000 30.552 (5096.17) 7/17 8,08557 BROKERAGE 10.60 ESI SECURITIES COMPANY (ID: 82929R-3D-4) 7/12 Purchase SMITHS GROUP PLC SPONSORED ADR @ 20.966 85.000 21.006 (1,785.51) 7/17 1,782.11 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 83238P-20-3) 7/12 Purchase STATOIL
EAS BANK LTD SPONS ADR 0 33.14 250.000 33.18 (8.295.00) 7/17 8,285.00 BROKERAGE 10.00 ESI SECURITIES COMPANY (ID: 911271-30-2) 7/12 Purchase VODAFONE GROUP PLC SPONS ADR @ 29.43 12,949.20 440.000 29.47 (12,966.80) 7/17 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) 7/12 Purchase ZURICH INSURANCE GRO
NE MAXWELL - OAP IHD ACCT. For tli!!!!III/1/13 to 1/31/13 Price EAFE Equity P P P P SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM P
S ADR (ID: 881575-30-2) TOTAL SA SPONS ADR (ID: 89151E-10-9) UNILEVER N V (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR (ID: 989825-10-4) EFTA01564997 Quantity 1,060.000 1,270.000 950.000 1,130.000 870.000 460.000
TE 02/25/14 (ID: 826197-50-1) SINGAPORE TELECOMMUNICATIONS LTD ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 82929R-30-4) SMITHS GROUP PLC SPONSORED ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 83238P-20-3) STATOIL ASA SPONS ADR TRANSFER TO UBS FINANCIAL SERVI
d Foreign Dividend Description DEPOSIT SWEEP INTEREST FOR 01/01/14 - 01/31/14 @ .03% RATE ON AVG COLLECTED BALANCE OF $50,803.92 AS OF 02/01/14 VODAFONE GROUP PLC SPONS ADR @ 0.585415 PER SHARE (ID: 92857W-20-9) SIEMENS A G SPONS ADR @ 4.092767 PER SHARE (ID: 826197-50-1) IMPERIAL TOBACCO PLC ADR @ 2.708669 PER SHARE
Purchase Purchase Description SINGAPORE TELECOMMUNICATIONS LTD ADR @ 30.5116 8,085.57 BROKERAGE 10.60 ESI SECURITIES COMPANY (ID: 82929R-30-4) SMITHS GROUP PLC SPONSORED ADR @ 20.966 1,782.11 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 83238P-20-3) STATOIL ASA SPONS ADR @ 21.3832 7,056.46 BROKERAGE 13.20
SECURITIES COMPANY (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR @ 33.14 8,285.00 BROKERAGE 10.00 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 29.43 12,949.20 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 26.6999 7,742.97 BROKERAGE 11.60 ESI SECU
ID: 826197-50-1) SINGAPORE TELECOMMUNICATIONS LTD ADR @ 29.7808 13,103.55 BROKERAGE 17.60 ESI SECURITIES EFTA01565650 COMPANY (ID: 82929R-30-4) SMITHS GROUP PLC SPONSORED ADR @ 18.655 6,156.15 BROKERAGE 9.90 ESI SECURITIES COMPANY (ID: 83238P-20-3) STATOIL ASA SPONS ADR @ 23.2348 11,849.75 BROKERAGE 20.40
nit Amount 120.428 Description UNITED OVERSEAS BANK LTD SPONS ADR @ 33.4524 14,719.06 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 29.7542 16,067.27 BROKERAGE 21.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 26.2114 17,954.81 BROKERAGE 27.40 ESI S
MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Price EAFE Equity P P P P SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM P
S ADR (ID: 881575-30-2) TOTAL SA SPONS ADR (ID: 89151E-10-9) UNILEVER N V (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR (ID: 989825-10-4) EFTA01565102 Quantity 1,060.000 1,270.000 950.000 1,130.000 870.000 460.000
Entities connected to both SMITHS GROUP PLC and VODAFONE GROUP PLC SPONS ADR

Ghislaine Maxwell
PERSONUNILEVER N V
ORGANIZATION
SIEMENS
ORGANIZATION
SANOFI
ORGANIZATION
BAYER
ORGANIZATIONTESCO PLC
ORGANIZATION
JPMorgan Chase
ORGANIZATIONJason Bell
PERSONSTATOIL ASA
ORGANIZATIONROYAL DUTCH SHELL PLC ADR
ORGANIZATIONVODAFONE GROUP PLC
ORGANIZATIONTELEKOMUNIKASI IND
ORGANIZATIONSINGAPORE TELECOMMUNICATIONS LTD
ORGANIZATIONGHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATIONSTATOIL ASA SPONS ADR
ORGANIZATIONRECKITT BENCKISER GROUP PLC
ORGANIZATIONNESTLE S
ORGANIZATIONISRAEL CHEMICALS LTD ADR
ORGANIZATIONASTRAZENECA PLC
ORGANIZATIONIMPERIAL TOBACCO PLC ADR
ORGANIZATION