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. Settle Date Type Description Quantity Transaction Market Value - Selection Method Cost Securities Transferred In 2/27 NonTaxableExchange VODAFONE GROUP PLC-SP ADR REVERSE SPLIT- HOLDERS RECEIVE 6 NEW SPONSORED ADRS FOR EVERY 1,039.000 53,061.37 42,152.23 11 OLD SPONSORED ADRS OF VODAFONE GROUP PLC,
42,152.23 11 OLD SPONSORED ADRS OF VODAFONE GROUP PLC, CUSIP: 92857W209, HELD. (ID: 92857W-30-8) Securities Transferred Out 2/26 Free Delivery ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL (1,475.000) (37,214.25) SERVICES INC. TRADE DATE 02/25/14 31,585.04 (ID: 000375-20-4) 2/26 Free Delivery ALSTOM ADR TRANSFER TO
USD. Type Description Quantity Transaction Market Value Settle Date Selection Method Cost Securities Transferred In 2r27 NonTaxableExchange VODAFONE GROUP PLC-SP ADR REVERSE SPLIT- HOLDERS RECEIVE 6 NEW SPONSORED ADRS FOR EVERY 11 OLD SPONSORED ADRS OF VODAFONE GROUP PLC, CUSIP: 92857W209, HELD. (ID: 928
OF VODAFONE GROUP PLC, CUSIP: 92857W209, HELD. (ID: 92857W-3043) 1,039.000 53,061.37 42,152.23 Securities Transferred Out 2/26 Free Delivery ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 000375-20-4) (1,475.000) 31,585.04 (37,214.25) 2/26 Free Delivery ALSTOM ADR TRANSFER TO
R 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS UNILEVER N V US DOLLAR 39.56 904784-70-9 UN 1.00 VERIZON COMMUNICATIONS INC VODAFONE GROUP PLC 92343V-10-4 VZ 41.57 SPONS ADR 92857W-20-9 VODAFONE GROUP PLC-SP ADR Total EAFE Equity 92857W-30-8 VOD $137,528.10 $132,686.12 $4,841.98 $
or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,039.000 53,061.37 Transaction Market Value * 42,152.23 ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (1,475.000) 31,585.04 (ID: 000375-20-4) ALSTOM ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRAD
R 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS UNILEVER N V US DOLLAR 39.56 904784-70-9 UN 1.00 VERIZON COMMUNICATIONS INC VODAFONE GROUP PLC 92343V-10-4 VZ 41.57 SPONS ADR 92857W-20-9 VODAFONE GROUP PLC-SP ADR Total EAFE Equity 92857W-30-8 VOD $137,528.10 $132,686.12 $4,841.98 $
es. The Transaction Market Value shown is in USD. Type Quantity Cost EFTA01567487 1,039.000 53,061.37 Transaction Market Value * 42,152.23 ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (1,475.000) 31,585.04 (ID: 000375-20-4) ALSTOM ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRAD
Entities connected to both VODAFONE GROUP PLC and ABB LTD SPONS ADR TRANSFER TO

Ghislaine Maxwell
PERSON
SANOFI
ORGANIZATION
JPMorgan Chase
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BAYER
ORGANIZATIONUNILEVER N V
ORGANIZATIONJason Bell
PERSONROCHE HOLDINGS LTD
ORGANIZATIONGHISLAINE MAXWELL - OAP IHD ACCT
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SIEMENS
ORGANIZATIONJason Grosse
PERSONJames Buckley
PERSONRECKITT BENCKISER GROUP PLC
ORGANIZATIONASTRAZENECA PLC
ORGANIZATIONROYAL DUTCH SHELL PLC
ORGANIZATIONKIRIN HOLDINGS COMPANY LTD
ORGANIZATIONVODAFONE GROUP PLC SPONS ADR
ORGANIZATIONABB LTD SPONS ADR
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ORGANIZATIONSMITHS GROUP PLC
ORGANIZATIONIMPERIAL TOBACCO PLC ADR
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