4
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4
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39
Connected Entities
Organization referenced in documents
EFTA01519394
42,152.23 11 OLD SPONSORED ADRS OF VODAFONE GROUP PLC, CUSIP: 92857W209, HELD. (ID: 92857W-30-8) Securities Transferred Out 2/26 Free Delivery ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL (1,475.000) (37,214.25) SERVICES INC. TRADE DATE 02/25/14 31,585.04 (ID: 000375-20-4) 2/26 Free Delivery ALSTOM ADR TRANSFER TO
EFTA01519449
OF VODAFONE GROUP PLC, CUSIP: 92857W209, HELD. (ID: 92857W-3043) 1,039.000 53,061.37 42,152.23 Securities Transferred Out 2/26 Free Delivery ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 000375-20-4) (1,475.000) 31,585.04 (37,214.25) 2/26 Free Delivery ALSTOM ADR TRANSFER TO
EFTA01567387
or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,039.000 53,061.37 Transaction Market Value * 42,152.23 ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (1,475.000) 31,585.04 (ID: 000375-20-4) ALSTOM ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRAD
EFTA01567413_sub_001 - EFTA01567413_100
es. The Transaction Market Value shown is in USD. Type Quantity Cost EFTA01567487 1,039.000 53,061.37 Transaction Market Value * 42,152.23 ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (1,475.000) 31,585.04 (ID: 000375-20-4) ALSTOM ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRAD
VODAFONE GROUP PLC
OrganizationOrganization referenced in documents

Ghislaine Maxwell
PersonBritish socialite and sex trafficker, daughter of Robert Maxwell, accomplice of Jeffrey Epstein
ROCHE HOLDINGS LTD SPONS ADR 2
OrganizationOrganization referenced in documents

Verizon
OrganizationAmerican broadband and telecommunications company

SIEMENS
OrganizationOrganization referenced in documents
Jason Bell
PersonPerson referenced in documents
James Buckley
PersonPerson referenced in documents

BAYER
OrganizationOrganization referenced in documents
ROYAL DUTCH SHELL PLC
OrganizationOrganization referenced in documents

SANOFI
OrganizationOrganization referenced in documents
SMITHS GROUP PLC
OrganizationFinancial services company
Jason Grosse
PersonPerson referenced in documents
ROCHE HOLDINGS LTD
OrganizationOrganization referenced in documents
ABB LTD SPONS ADR
OrganizationOrganization referenced in documents
UNILEVER N V
OrganizationOrganization referenced in documents
VODAFONE GROUP PLC SPONS ADR
OrganizationVodafone telecommunications company
RECKITT BENCKISER GROUP PLC
OrganizationOrganization referenced in documents
KIRIN HOLDINGS COMPANY LTD
OrganizationFinancial services company
TELEKOMUNIKASI IND SPONS
OrganizationOrganization referenced in documents
IMPERIAL TOBACCO PLC ADR
OrganizationOrganization referenced in documents