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old 20,000 shares of BASFY at 26.3245. In Haze: You sold 1,583 C 5.8% Ser C Pref at 25.06189. The account is long 95,367 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Prepared on 05121
ent Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Prepared on 05121/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guar
nfidential Paul, You sold 37,122 C 5.8% Ser C Pref at 25.04. The account is long 100,000 shares. We are not working any orders. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Prepared on 05/16/
lient Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Prepared on 05/16/2018 Source: Pershing NetX 360 Unofficial trode confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guo
From: Davide-A Sferrazza Sent: 8/8/2018 5:09:04 PM To: Paul Barrett Richard Kahn CC: Stewart 0ldfield Martin Zeman Liam Osullivan Subject: Trade Details 8/8/2018 ICI Classification: Confidential Hi Paul, Today you sold 1.29mm of the WAMMS 2004-RA2 Mortgage Pass-thru bond yo
U CTF CL C-B-1 VAR RATE 6.998% 07/25/33 B/E DTD 06/01/04 1159393365201 87.00000000 USD .111,Grt.3u 412,499.4 Prepared on 08/08r1018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities lnc. cannot guar
zza ; Stewart Oldfield Paul, In Haze: You sold 18,791 shares of C 5.8% Ser C Pref at 25.14. The account is long 65,643 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em Prepare
rs - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em Prepared on 05124/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guar
Stewart Oldfield Trade Detai s -- 10 15/2018 (CI Classification: Confidential Paul, In SFFLC: Bought 40,000 AAPL at 218.9774. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA hard Kahn Martin
lth Management 345 Park Avenue, 10154-0004 New York, NY, USA hard Kahn Martin Zeman • Alan Brody J; Xavier Avila Prepared on 10/15,2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities inc. cannot guar
er Avila I I Paul, You sold 700 C 5.8% Ser C Pref at 25.10. The account is long 137,122 shares. We are not working any orders. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. I; 'Richard
nt 345 Park Avenue. 10154-0004 New York, NY, USA Tel. I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Prepared on 05'15/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities Inc. cannot guar
Entities connected to both Liam Osullivan and Pershing NetX

Martha Stewart
PERSON
Stewart Oldfield
PERSON
Richard Kahn
PERSONMartin Zeman
PERSONDavide Sferrazza
PERSONKCP Americas
ORGANIZATIONXavier Avila
PERSON
Paul Barrett
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONSer C Pref
ORGANIZATION