Document Mentions (3 shared documents)

EFTA01299771

3 mentions1 same-page

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9/25/15 14.19.16 APP P6XEZKOZ 09/25/15 14.19.15 ULK P6XEZKOZ 09/25/15 14.19.15 APP P6XEZKOZ 09/25/15 14.18.50 LCK P6XEDSUM 09/25/15 13.57.15 SUM LOA / SUFF EUR / MULTI ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1140-022285 1 379,184.62 BUR ZED P6

28/NO W8 W9/NO SALES/DOA RICO/AUTO SIGNER LIST IN HAND/DBAB: OK Fcrumti 09/25/15 09.47.09 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065883 DB-SDNY-0028708 EFTA_00176383 EFTA01299784 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEM

% OVER STANDARD TIKEFRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER PIN US ETC POLICY CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065871 OS-SDNY-0028696 EFTA_00 76371 EFTA01299772 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ASSET MOVEMEN

EFTA01299494

2 mentions1 same-page

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PS 10/27/14 03.30.42 HT The Currency wire got settled. MONTLUB 10/24/14 10.19.29 PPR MONTLOB 10/24/14 10.19.29 ULK MGNTLUB 10/24/14 10.19.29 APP LOA / SUFF EUR / V/D 10-27 MODULUS 10/24/14 10.18.13 LOK WORKAUTO 10/24/14 10.09.46 APP P6XELDRA 10/24/14 10.09.46 ULK P6XELDRA 10/24/14 10.09.46 APP CAPITAL C

4.49.05 APP P6XEIO4CM 10/24/14 14.49.05 ULK P6XICKNCM 10/24/14 14.49.05 APP REG E INFO ON FILE CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065514 DS-SDNY-0028339 EFTA_00 176014 EFTA01299496 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBM NO : 6X2 USER ID D

EFTA01299737

2 mentions1 same-page

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/25/15 14.19.16 APP P6XLZKOZ 09/25/15 14.19.15 ULK POCEZKOZ 09/25/15 14.19.15 APP P6XEIKOZ 09/25/15 14.18.50 LCK P6XEDSUM 09/25/15 13.57.15 SOHN LOA / SUFF EUR / MULTI ACCOUNT TYPE AMOUNT CCIt BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N40-022285 1 379,184.62 EUR IBD P6

% OVER STANDARD TINEFRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER PIN US KYC POLICY CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065837 OS-SDNY-0028662 EFTA_00176337 EFTA01299738 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ASSET MOVEMENT ACTIVITY