28/NO W8 W9/NO SALES/DOA RICO/AUTO SIGNER LIST IN HAND/DBAB: OK Fcrumti 09/25/15 09.47.09 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065883 DB-SDNY-0028708 EFTA_00176383 EFTA01299784 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEM

% OVER STANDARD TIKEFRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER PIN US ETC POLICY CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065871 OS-SDNY-0028696 EFTA_00 76371 EFTA01299772 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ASSET MOVEMEN

4.49.05 APP P6XEIO4CM 10/24/14 14.49.05 ULK P6XICKNCM 10/24/14 14.49.05 APP REG E INFO ON FILE CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065514 DS-SDNY-0028339 EFTA_00 176014 EFTA01299496 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBM NO : 6X2 USER ID D

% OVER STANDARD TINEFRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER PIN US KYC POLICY CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065837 OS-SDNY-0028662 EFTA_00176337 EFTA01299738 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ASSET MOVEMENT ACTIVITY