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Document Mentions (5 shared documents)
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not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
2 mentions1 same-page
Page ?Same page
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
2 mentions1 same-page
Page ?Same page
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
Sponsored
2 mentions1 same-page
Page ?Same page
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
2 mentions1 same-page
Page ?Same page
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
Sponsored
Mutual Connections (58)
Entities connected to both Australian Securities and Investments Commission and Raymond James'
Puerto Rico
LOCATION5 w/ Australian·41 w/ Raymond
the Securities and Exchange Commission
ORGANIZATION5 w/ Australian·23 w/ Raymond
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION5 w/ Australian·18 w/ Raymond
Credit Suisse
ORGANIZATION5 w/ Australian·18 w/ Raymond
New York State
LOCATION5 w/ Australian·18 w/ Raymond
United Kingdom
LOCATION6 w/ Australian·10 w/ Raymond
the U.S. Investment Company Act
ORGANIZATION5 w/ Australian·10 w/ Raymond
Raymond James & Associates, Inc.
ORGANIZATION5 w/ Australian·10 w/ Raymond
Glendower Capital
ORGANIZATION5 w/ Australian·10 w/ Raymond
Denmark
LOCATION5 w/ Australian·10 w/ Raymond
Finland
LOCATION5 w/ Australian·10 w/ Raymond
European Union
ORGANIZATION5 w/ Australian·10 w/ Raymond
Glendower
LOCATION5 w/ Australian·10 w/ Raymond
Prince Charles
PERSON6 w/ Australian·5 w/ Raymond
Columbia University
LOCATION6 w/ Australian·5 w/ Raymond
AIFMD
ORGANIZATION5 w/ Australian·5 w/ Raymond
non-U.S. Investors
ORGANIZATION5 w/ Australian·5 w/ Raymond
the SOF Program
ORGANIZATION5 w/ Australian·5 w/ Raymond
DD
Deirdre Davies
PERSON5 w/ Australian·5 w/ Raymond
AG
Adam Graev
PERSON5 w/ Australian·5 w/ Raymond