Epstein Secrets

Sent: Tuesday, April 17, 2018 8:32 AM To: Mathew Ne imm -H Xu Xavier Avila Akash Malhotra ; Ian Salters 'ankaj-A Chopra NCAOTC Derivatives Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] Classification: For Internal use only Mat — let me know i

Mathew Negus Director I ICG Business Management From: Nina Tona Sent: Tuesday, April 17, 2018 8:32 AM To: Mathew Ne imm -H Xu Xavier Avila Akash Malhotra ; Ian Salters 'ankaj-A Chopra NCAOTC Derivatives Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Loca

Tona 4/17/2018 8:32:04 AM Mathew Negus immy-H Xu ; Xavier Avila Akash Malhotra Joe Aglione Ian Salters Pankaj-A Chopra NCAOTC Derivatives ; Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Classification: For Internal use only Mat — let me know i

From: Sent: To: CC: Nina Tona 4/17/2018 8:32:04 AM Mathew Negus immy-H Xu ; Xavier Avila Akash Malhotra Joe Aglione Ian Salters Pankaj-A Chopra NCAOTC Derivatives ; Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial,

. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks A r 16 .1• MI From: Jimmy-H Xu Date: Monday, To: Xavier Avila Mathew No , Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southcm Financial, LLC_FFT Location [I] Classification: For Internal use only Approved as one-off,

1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel. Mobi Emai From: Xavier Avila mailu Sent: 16 April 2018 17:55 To: Mathew Nessus Akash Malhotra , Pankaj-A Zeman Alka Gopala Ian Salters Pankaj-A Cho ra NCAOTC De ' rivativ ;Martin Cc: Joe Aglione Subject: RE: KYC Breach_SOUTHF1NANMD_

Cc: Joe Chopra u ject: , Ian Salters >, Nina Tona >, Pankaj-A , Martin Zeman , Alka Gopala reac _SOUTHFINANMD_Southcm Financial, LLC_FFT Location II] Classification For Internal use only In general, everything should face

Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu Cc: Joe Aglione Pankaj-A Cho. Zeman Subject: Done, thanks. reac >; Mathew Negus .c ?; Akash Malhotra Salters >; Nina Tona <a; >; NCAMWI s <e; Martin ; Alka Gopala THFINANMD_Southem Financial, LLC_FFT Location [1] Are all the XCCYs generally bo

:30:18 PM To: Jimmy-H Xu I ; Mathew Negus I I; Akash Malhotra CC: Joe Aglione I; Ian Salters I ; Pankaj-A Chopra I ; NCAOTC Derivatives I; Martin Zeman I ; Alka Gopala Subject: RE: KYC Breach SOUTHFINANMD_Southem Financial, LLC_FFT Location [Ij Done, thanks. Are all the XCCYs generally booked a

From: Sent: Xavier Avila 4/16/2018 9:30:18 PM To: Jimmy-H Xu I ; Mathew Negus I I; Akash Malhotra CC: Joe Aglione I; Ian Salters I ; Pankaj-A Chopra I ; NCAOTC Derivatives I; Martin Zeman I ; Alka Gopala Subject: RE: KYC Breach SOUTHFIN

sh Malhotra 4/17/201810:19:48 AM Nina Tona Xavier Avila Joe Aglione NCAOTC Derivatives Mathew Negus Ian Salters Jimmy-H Xu • Pan a•-AC o ra Martin Zeman ; Atka Gopala Subject: RE: KYC Breach SOuTHFINANMD_Southem Financial, LI.C_FFT Location Classification: For SKS use only Hi Xavier, The trade i

Mall Ian Salters in eman Subject: RE: KYC Breach_SOUTHFINANMD_Southern Shawn, MO, is it ok to move this trade to London pls? Unquote Regards Akash Malhotra Associate I Client on Boarding DBOI Global Services Private Limited Global Business Services A-1 - - • dra Technology Park, Inside MaNndra Wor

From: Mathew Negus Date: Tuesday, Apr 17, 2018, 08:10 To: Nina Tona .a >, Xavier Avila <a> Cc: Ian Salters a, Martin Zeman <a> Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] Classification: For internal use only Extension to FFT goes to U

Mathew Negus Director I ICG Business Management From: Nina Tona Sent: Tuesday, April 17, 2018 8:32 AM To: Mathew Negus Jimmy-H Xu Xavier Avila Akash Malhotra ; Cc: Joe Aglione < Pankaj-A Chopra I I ; Ian Salters a; ; NCAOTC Derivatives ; Martin Zeman a; Alka Gopala Subject: RE: KYC Breach SOUTHFI

‹ > Date: Monday, Apr 16, 2018, 11:56 To: Xavier Avila , Mathew Ne us Akash Malhotra C i> , Ian Salters , Nina , Panka'-A Cho ra , NCAOTC , Martin Zeman , Cc: Joe A lione Tona Derivatives Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] Classification: F

who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu ‹ > Date: Monday, Apr 16, 2018, 11:56 To: Xavier Avila , Mathew Ne us Akash Malhotra C i> , Ian Salters , Nina , Panka'-A Cho ra , NCAOTC , Martin Zeman , Cc: Joe A lione Tona Derivatives Alka Gopala Subject: RE: KYC Breach