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gations that it violated the U.S. Clean Air Act. according to the U.S. Justice Department. • ENV - Environmental Crimes (Poaching, Illegal Logging, Animal Cruelty / ASC - Associated with, Seen with. 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar, Inc.
• Avenue des Etats-Unis 1. Gosselies. Hainaut. 6041. BELGIUM • 100 North East Adams Street, Peoria, Illinois, 61629, UNITED STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (
gations that it violated the U.S. Clean Air Act. according to the U.S. Justice Department. • ENV - Environmental Crimes (Poaching, Illegal Logging, Animal Cruelty / ASC - Associated with, Seen with. 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar, Inc.
• Avenue des Etats-Unis 1. Gosselies. Hainaut. 6041. BELGIUM • 100 North East Adams Sheet, Peoria, Illinois, 61629, UNITED STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (
gations that it violated the U.S. Clean Air Act. according to the U.S. Justice Department. • ENV - Environmental Crimes (Poaching, Illegal Logging, Animal Cruelty / ASC - Associated with, Seen with. 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar, Inc.
• Avenue des Etats-Unis 1. Gosselies. Hainaut. 6041. BELGIUM • 100 North East Adams Sheet, Peoria, Illinois, 61629, UNITED STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (
gations that it violated the U.S. Clean Air Act. according to the U.S. Justice Department. • ENV - Environmental Crimes (Poaching, Illegal Logging, Animal Cruelty / ASC - Associated with, Seen with. 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar, Inc.
• Avenue des Etats-Unis 1. Gosselies. Hainaut. 6041. BELGIUM • 100 North East Adams Sheet, Peoria, Illinois, 61629, UNITED STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (
gations that it violated the U.S. Clean Air Act. according to the U.S. Justice Department. • ENV - Environmental Crimes (Poaching, Illegal Logging, Animal Cruelty / ASC - Associated with, Seen with. 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar, Inc.
• Avenue des Etats-Unis 1. Gosselies. Hainaut. 6041. BELGIUM • 100 North East Adams Sheet, Peoria, Illinois, 61629, UNITED STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (
Entities connected to both Animal Cruelty / ASC - Associated and Caterillar

Department of Justice
ORGANIZATIONCATERPILLAR TRUST
ORGANIZATIONGreenbrier Company
ORGANIZATIONthe U.S. Clean Air Act
ORGANIZATIONUnited Industries LLC
ORGANIZATIONProgress Rail Services, Inc.
ORGANIZATIONPacer International
ORGANIZATIONSiwei
ORGANIZATIONERA Mining Machinery
ORGANIZATION
Northern Ireland
LOCATIONthe Securities and Exchange Commission
ORGANIZATIONPeoria
LOCATION
Caterpillar
ORGANIZATION
BELGIUM
LOCATIONRiskid
PERSONCaterpillar International Finance Ltd
ORGANIZATIONSanctions Program
ORGANIZATIONOFAC Civil Penalties List
ORGANIZATIONCaterpillar SARL
ORGANIZATIONHainaut
PERSON