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OFAC Civil Penalties List
Organization
11
Total Mentions
11
Documents
42
Connected Entities
Organization referenced in documents
Document Mentions (11)
EFTA01297505.pdf
1 mentionEFTA01297505
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading. Securities Fraud)! DMS - Dismissed, 02/25/2016 The Securities and Exchange Commission ends tax probe witho
EFTA01363584.pdf
1 mentionEFTA01363584
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services). 04/04/2003. OFAC Civil Penalties List • TAX - Tax Related Offenses / SET - Settlement or Suit. 03/21/2017 Caterpillar Inc. was named in a class action lawsuit for unlawfully used foreig
EFTA01363589.pdf
1 mentionEFTA01363589
$ 18.000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
Sponsored
EFTA01364119.pdf
1 mentionEFTA01364119
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
EFTA01364121.pdf
1 mentionEFTA01364121
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services). 04/04/2003. OFAC Civil Penalties List • TAX - Tax Related Offenses / SET - Settlement or Suit. 03/21/2017 Caterpillar Inc. was named in a class action lawsuit for unlawfully used foreig
EFTA01364127.pdf
1 mentionEFTA01364127
$ 18.000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
Sponsored
EFTA01364129.pdf
1 mentionEFTA01364129
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services). 04/04/2003. OFAC Civil Penalties List • TAX - Tax Related Offenses / SET - Settlement or Suit. 03/21/2017 Caterpillar Inc. was named in a class action lawsuit for unlawfully used foreig
EFTA01364242.pdf
1 mentionEFTA01364242
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
EFTA01364244.pdf
1 mentionEFTA01364244
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services). 04/04/2003. OFAC Civil Penalties List • TAX - Tax Related Offenses / SET - Settlement or Suit. 03/21/2017 Caterpillar Inc. was named in a class action lawsuit for unlawfully used foreig
Sponsored
EFTA01364252.pdf
1 mentionEFTA01364252
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services). 04/04/2003. OFAC Civil Penalties List • TAX - Tax Related Offenses / SET - Settlement or Suit. 03/21/2017 Caterpillar Inc. was named in a class action lawsuit for unlawfully used foreig
EFTA01364250.pdf
1 mentionEFTA01364250
$ 18.000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
Sponsored
Connected Entities(20 of 42)
the Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
11 docs11 co-mentions
Sanctions Program
OrganizationOrganization referenced in documents
11 docs11 co-mentions
CATERPILLAR TRUST
OrganizationTrust entity referenced in documents
11 docs11 co-mentions
Caterpillar
OrganizationAmerican construction and mining equipment manufacturer
11 docs11 co-mentions
Caterpillar, Inc.
OrganizationOrganization referenced in documents
10 docs10 co-mentions
Agence France-Presse
OrganizationOrganization referenced in documents
6 docs6 co-mentions
Department of Justice
OrganizationUnited States Department of Justice, federal executive department responsible for law enforcement
6 docs6 co-mentions
the Northern District
LocationFederal judicial district
6 docs6 co-mentions
United States
LocationCountry located primarily in North America
6 docs6 co-mentions
The Law Offices
OrganizationOrganization referenced in documents
6 docs6 co-mentions
the U.S. Clean Air Act
OrganizationOrganization referenced in documents
6 docs6 co-mentions
RI
Riskid
PersonNER artifact: Non-word misidentified as person name
6 docs6 co-mentions
Caterpillar International Finance Ltd
OrganizationOrganization referenced in documents
6 docs6 co-mentions
Siwei
OrganizationOrganization referenced in documents
6 docs6 co-mentions
ERA Mining Machinery
OrganizationOrganization referenced in documents
6 docs6 co-mentions
United Industries LLC
OrganizationOrganization referenced in documents
6 docs6 co-mentions
Progress Rail Services, Inc.
OrganizationOrganization referenced in documents
6 docs6 co-mentions
Pacer International
OrganizationOrganization referenced in documents
6 docs6 co-mentions
Greenbrier Company
OrganizationOrganization referenced in documents
6 docs6 co-mentions
Caterpillar SARL
OrganizationOrganization referenced in documents
6 docs6 co-mentions