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Document Mentions (6 shared documents)
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graphy: In January 2013. Caterpillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct" at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012. paying $653.4 million. After the d
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading. Securities Fraud)! DMS - Dismissed, 02/25/2016 The Securities and Exchange Commission ends tax probe witho
2 mentions1 same-page
Page ?Same page
STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the d
$ 18.000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
2 mentions1 same-page
Page ?Same page
STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the d
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
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2 mentions1 same-page
Page ?Same page
STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the d
$ 18.000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
2 mentions1 same-page
Page ?Same page
STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the d
$ 18,000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
2 mentions1 same-page
Page ?Same page
STATES In January 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the d
$ 18.000.00 to settled allegations of a violations of 515 Sanctions Program. Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List • SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed. 02/25/2016 The Securities and Exchange Commission ends tax probe with
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Mutual Connections (27)
Entities connected to both Siwei and OFAC Civil Penalties List
Sanctions Program
ORGANIZATION6 w/ Siwei·11 w/ OFAC
the Securities and Exchange Commission
ORGANIZATION6 w/ Siwei·11 w/ OFAC
Caterpillar
ORGANIZATION6 w/ Siwei·11 w/ OFAC
CATERPILLAR TRUST
ORGANIZATION6 w/ Siwei·11 w/ OFAC
Caterpillar, Inc.
ORGANIZATION5 w/ Siwei·10 w/ OFAC
RI
Riskid
PERSON6 w/ Siwei·6 w/ OFAC
Caterpillar International Finance Ltd
ORGANIZATION6 w/ Siwei·6 w/ OFAC
ERA Mining Machinery
ORGANIZATION6 w/ Siwei·6 w/ OFAC
United Industries LLC
ORGANIZATION6 w/ Siwei·6 w/ OFAC
Progress Rail Services, Inc.
ORGANIZATION6 w/ Siwei·6 w/ OFAC
Pacer International
ORGANIZATION6 w/ Siwei·6 w/ OFAC
Greenbrier Company
ORGANIZATION6 w/ Siwei·6 w/ OFAC
Caterpillar SARL
ORGANIZATION6 w/ Siwei·6 w/ OFAC
Animal Cruelty / ASC - Associated
ORGANIZATION6 w/ Siwei·6 w/ OFAC
HA
Hainaut
PERSON6 w/ Siwei·6 w/ OFAC
Northern Ireland
LOCATION6 w/ Siwei·6 w/ OFAC
Peoria
LOCATION6 w/ Siwei·6 w/ OFAC
Department of Justice
ORGANIZATION6 w/ Siwei·6 w/ OFAC
BELGIUM
LOCATION6 w/ Siwei·6 w/ OFAC
the U.S. Clean Air Act
ORGANIZATION6 w/ Siwei·6 w/ OFAC