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Riskid: R2238037 Entity Name: Caterpillar Inc. Alias: • CAT • Caterpillar Belgium SA • Caterpillar (NI) Limited • FG Wilson (Engineering) Ltd • Caterpillar International Finance Ltd • Caterpillar Financial Services Corp • Caterpillar SARL • 3141U • Caterpillar Credito. SA de C.V. SOFOM E.N:R. Address: • Morton. Illinois. UNI
uary 2013. Caterpillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct" at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012. paying $653.4 million. After the deal was closed. Caterpillar
vent(s): Event: 86458141 R2238037 Caterpillar Inc. • CAT • Caterpillar Belgium SA • Caterpillar (NI) Limited • FG Wilson (Engineering) Ltd • Caterpillar International Finance Ltd • Caterpillar Financial Services Corp • Caterpillar SARL • -Mica • Caterpillar Credit°, S.A. de C.V. SOFOM E.N:R. • Morton, Illinois, UNITED STA
nuary 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the deal was closed. Caterpillar
vent(s): Event: 86458141 R2238037 Caterpillar Inc. • CAT • Caterpillar Belgium SA • Caterpillar (NI) Limited • FG Wilson (Engineering) Ltd • Caterpillar International Finance Ltd • Caterpillar Financial Services Corp • Caterpillar SARL • -Mica • Caterpillar Credit°, S.A. de C.V. SOFOM E.N:R. • Morton, Illinois, UNITED STA
nuary 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the deal was closed. Caterpillar
skography: Recent Event(s): Event: Caterpillar Inc. • CAT • Caterpillar Belgium SA • Caterpillar (NI) Limited • FG Wilson (Engineering) Ltd • Caterpillar International Finance Ltd • Caterpillar Financial Services Corp • Caterpillar SARL • -Mica • Caterpillar Credit°, S.A. de C.V. SOFOM E.N:R. • Morton, Illinois, UNITED STA
nuary 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the deal was closed. Caterpillar
vent(s): Event: 86458141 R2238037 Caterpillar Inc. • CAT • Caterpillar Belgium SA • Caterpillar (NI) Limited • FG Wilson (Engineering) Ltd • Caterpillar International Finance Ltd • Caterpillar Financial Services Corp • Caterpillar SARL • -Mica • Caterpillar Credit°, S.A. de C.V. SOFOM E.N:R. • Morton, Illinois, UNITED STA
nuary 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the deal was closed. Caterpillar
skography: Recent Event(s): Event: Caterpillar Inc. • CAT • Caterpillar Belgium SA • Caterpillar (NI) Limited • FG Wilson (Engineering) Ltd • Caterpillar International Finance Ltd • Caterpillar Financial Services Corp • Caterpillar SARL • +/CM • Caterpillar Credit°, S.A. de C.V. SOFOM E.N:R. • Morton, Illinois, UNITED STAT
nuary 2013, Caterillar was charged with fraud after a disclosure of "deliberate. multi-year. coordinated accounting misconduct' at the Siwei unit of ERA Mining Machinery (ERA). Caterpillar closed the purchase of ERA and its subsidiary Siwei in June 2012, paying $653.4 million. After the deal was closed. Caterpillar
Entities connected to both Caterpillar International Finance Ltd and ERA Mining Machinery

Northern Ireland
LOCATIONthe Securities and Exchange Commission
ORGANIZATIONPeoria
LOCATION
Caterpillar
ORGANIZATION
Department of Justice
ORGANIZATION
BELGIUM
LOCATIONCATERPILLAR TRUST
ORGANIZATIONProgress Rail Services, Inc.
ORGANIZATIONPacer International
ORGANIZATIONGreenbrier Company
ORGANIZATIONSanctions Program
ORGANIZATIONOFAC Civil Penalties List
ORGANIZATIONCaterpillar SARL
ORGANIZATIONAnimal Cruelty / ASC - Associated
ORGANIZATIONHainaut
PERSONthe U.S. Clean Air Act
ORGANIZATIONRiskid
PERSONSiwei
ORGANIZATIONUnited Industries LLC
ORGANIZATIONCaterpillar, Inc.
ORGANIZATION