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artnership will be received free of all Cayman Islands taxes. The Master Partnership is registered as an "exempted limited partnership" pursuant to the Exempted Limited Partnership Law (as amended). The Master Partnership has received an undertaking from the Governor in Cabinet of the Cayman Islands dated November 28, 2000 to the
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
2 mentions1 same-page
Page ?Same page
artnership will be received free of all Cayman Islands taxes. The Master Partnership is registered as an "exempted limited partnership" pursuant to the Exempted Limited Partnership Law (as amended). The Master Partnership has received an undertaking from the Governor in Cabinet of the Cayman Islands dated November 28, 2000 to the
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
2 mentions1 same-page
Page ?Same page
artnership will be received free of all Cayman Islands taxes. The Master Partnership is registered as an "exempted limited partnership" pursuant to the Exempted Limited Partnership Law (as amended). The Master Partnership has received an undertaking from the Governor in Cabinet of the Cayman Islands dated November 28, 2000 to the
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
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Mutual Connections (126)
Entities connected to both the Exempted Limited Partnership Law and Cease & Desist
UBS Securities LLC
ORGANIZATION3 w/ the·8 w/ Cease
the Securities and Exchange Commission
ORGANIZATION3 w/ the·8 w/ Cease
Fannie Mae
ORGANIZATION3 w/ the·7 w/ Cease
United States
LOCATION4 w/ the·6 w/ Cease
UBS Fund
ORGANIZATION3 w/ the·7 w/ Cease
Federal Reserve
ORGANIZATION3 w/ the·7 w/ Cease
UBS AG
ORGANIZATION3 w/ the·7 w/ Cease
Department of Justice
ORGANIZATION3 w/ the·7 w/ Cease
New York State
LOCATION4 w/ the·6 w/ Cease
Dept. of
ORGANIZATION3 w/ the·6 w/ Cease
New Hampshire
LOCATION3 w/ the·6 w/ Cease
Internal Revenue Service
ORGANIZATION3 w/ the·6 w/ Cease
Massachusetts Securities Division
ORGANIZATION3 w/ the·6 w/ Cease
Lehman Structured Products
ORGANIZATION3 w/ the·6 w/ Cease
the North American Securities Administrators Association
ORGANIZATION3 w/ the·6 w/ Cease
Lehman
ORGANIZATION3 w/ the·6 w/ Cease
Samantha Power
PERSON4 w/ the·4 w/ Cease
The Ohio Division of Securities
ORGANIZATION3 w/ the·5 w/ Cease
Back Taxes Payment
ORGANIZATION3 w/ the·5 w/ Cease
Swiss Federal Banking Commission
ORGANIZATION3 w/ the·5 w/ Cease