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artnership will be received free of all Cayman Islands taxes. The Master Partnership is registered as an "exempted limited partnership" pursuant to the Exempted Limited Partnership Law (as amended). The Master Partnership has received an undertaking from the Governor in Cabinet of the Cayman Islands dated November 28, 2000 to the
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
2 mentions1 same-page
Page ?Same page
artnership will be received free of all Cayman Islands taxes. The Master Partnership is registered as an "exempted limited partnership" pursuant to the Exempted Limited Partnership Law (as amended). The Master Partnership has received an undertaking from the Governor in Cabinet of the Cayman Islands dated November 28, 2000 to the
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
2 mentions1 same-page
Page ?Same page
artnership will be received free of all Cayman Islands taxes. The Master Partnership is registered as an "exempted limited partnership" pursuant to the Exempted Limited Partnership Law (as amended). The Master Partnership has received an undertaking from the Governor in Cabinet of the Cayman Islands dated November 28, 2000 to the
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
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Mutual Connections (126)
Entities connected to both the Exempted Limited Partnership Law and Lehman Structured Products
New York State
LOCATION4 w/ the·6 w/ Lehman
Massachusetts Securities Division
ORGANIZATION3 w/ the·6 w/ Lehman
the North American Securities Administrators Association
ORGANIZATION3 w/ the·6 w/ Lehman
UBS Securities LLC
ORGANIZATION3 w/ the·6 w/ Lehman
Cease & Desist
ORGANIZATION3 w/ the·6 w/ Lehman
New Hampshire
LOCATION3 w/ the·6 w/ Lehman
Internal Revenue Service
ORGANIZATION3 w/ the·6 w/ Lehman
Dept. of
ORGANIZATION3 w/ the·6 w/ Lehman
Lehman
ORGANIZATION3 w/ the·6 w/ Lehman
the Securities and Exchange Commission
ORGANIZATION3 w/ the·6 w/ Lehman
Swiss Federal Banking Commission
ORGANIZATION3 w/ the·5 w/ Lehman
UBS Fund
ORGANIZATION3 w/ the·5 w/ Lehman
Civil Penalty
ORGANIZATION3 w/ the·5 w/ Lehman
Department of Justice
ORGANIZATION3 w/ the·5 w/ Lehman
General State of NY
ORGANIZATION3 w/ the·5 w/ Lehman
Samantha Power
PERSON4 w/ the·4 w/ Lehman
Back Taxes Payment
ORGANIZATION3 w/ the·5 w/ Lehman
Cayman
LOCATION5 w/ the·3 w/ Lehman
Fannie Mae
ORGANIZATION3 w/ the·5 w/ Lehman
the Financial Advisor's
ORGANIZATION3 w/ the·5 w/ Lehman