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on Risk Priority: Critical Alert ID: 9476247.11602637.65444359 Entity ID: Ris kid: Entity Name: Address: Recent Event(s): 65444359 R22434574 Southern Financial Group Inc. • Charleston. South Carolina. UNITED STATES • Columbia. South Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Souther
orts filed by Southern were inaccurate in that they misrepresented Southern's cash position and failed to include certain liabilities., 03/09/2005, SEC Administrative Proceedings - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint alleged that de
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d in 2002 with a $25 million Ponzi scheme. The alleged fraud was unrelated to the Capstone bonds., 02/11/2008. Investment News Alert Notes Notes: Southern Financial Group Inc. . was charged with securities fraud . Source Information RDC URL: https://grid.rdc.conVwss/entily.html?entityld=3012122812fb8b125d3f3d53eb346cc4 S
4.shtml SEC Litigation Releases - 2005. SEC Litigation Releases - 2005, http://www.sec.govaitigation/litreleasesAitrelarchiveilitarchive2005.shtml SEC Administrative Proceedings - 2005, SEC Administrative Proceedings - 2005. http://www.sec.govaitigation/admin/adminarchive/adminarc2005.shtml SEC Litigation Releases - 2002. SEC Liti
2 mentions1 same-page
Page ?Same page
d in 2002 with a $25 million Ponzi scheme. The alleged fraud was unrelated to the Capstone bonds., 02/11/2008. Investment News Alert Notes Notes: Southern Financial Group Inc. . was charged with securities fraud . Source Information RDC URL: https://grid.rdc.conVwss/entily.html?entityld=3012122812fb8b125d3f3d53eb346cc4 S
4.shtml SEC Litigation Releases - 2005. SEC Litigation Releases - 2005, http://www.sec.govaitigation/litreleasesAitrelarchiveilitarchive2005.shtml SEC Administrative Proceedings - 2005, SEC Administrative Proceedings - 2005. http://www.sec.govaitigation/admin/adminarchive/adminarc2005.shtml SEC Litigation Releases - 2002. SEC Liti
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Mutual Connections (14)
Entities connected to both Southern Financial Group Inc. and SEC Administrative Proceedings - 2005
Charleston
LOCATION14 w/ Southern·4 w/ SEC
the Securities and Exchange Commission
ORGANIZATION6 w/ Southern·11 w/ SEC
Organization: Southern Financial LLC
ORGANIZATION8 w/ Southern·9 w/ SEC
South Carolina
LOCATION5 w/ Southern·7 w/ SEC
Capstone
ORGANIZATION6 w/ Southern·3 w/ SEC
AVL Properties
ORGANIZATION2 w/ Southern·4 w/ SEC
Securities Fraud, Mail Fraud
ORGANIZATION2 w/ Southern·4 w/ SEC
AT
Anne M. Tompkins
PERSON2 w/ Southern·4 w/ SEC
George W. Bush
PERSON2 w/ Southern·4 w/ SEC
Bailey
PERSON2 w/ Southern·4 w/ SEC
Asheville
LOCATION2 w/ Southern·4 w/ SEC
Southern Financial Services Inc.
ORGANIZATION3 w/ Southern·3 w/ SEC
ASC - Associated
ORGANIZATION2 w/ Southern·4 w/ SEC
SEC Litigation Releases - 2004
ORGANIZATION2 w/ Southern·2 w/ SEC