Epstein Secrets

tes Tracking ID: GCIS 00000483290 Date of Birth: Reporting ID: KYC 01651789 Alerted Entity it 1 of 4 Alert ID: Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes R110375868 Richard Kahn New York, UNITED STATES • REG - Regulatory Action / ACT -

REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

ED STATES Tracking ID: Date of Birth: Reporting ID: Alerted Entity tt 1 of 2 Risk Priority: Critical Alen ID: Entity Information Entity ID: Riskid: Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04

REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 — Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

ED STATES Tracking ID: Date of Birth: Reporting ID: Alerted Entity #- 1 of 2 Risk Priority: Critical Alert ID: Entity Information Entity ID: Riskid: Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04

REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

Tracking ID: Date of Birth: 12/06/1972 Reporting ID: Alerted Entity #: 1 of 1 Risk Priority: Critical Alert ID: Entity Information Entity ID: Riskid: Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04

REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 — Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

Date of Birth: Reporting ID: Alerted Entity U 1 of 1 Risk Priority: Critical Alert ID: 13917575.11632114.64761053 Entity Information Entity a Riskid: R110375868 Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action /ACT - Disciplinary. Regulatory

• REG - Regulatory Action /ACT - Disciplinary. Regulatory Action, 04/20/2012 Decision Number 12-ARCA-3 — Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

Date of Birth: Reporting ID: Alerted Entity # 1 of 2 Risk Priority: Critical Alert ID: 9480093.11602748.64761053 Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes 64761053 R110375868 Richard Kahn New York, UNITED STATES • REG - Regulatory Acti

EG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

th: Reporting ID: 6/16/2017 Alerted Entity # 1 of 2 Risk Priority: Critical Alert ID: 9480093.11602748.64761053 Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes 64761053 R110375868 Richard Kahn New York, UNITED STATES • REG - Regulatory Acti

EG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

KYC 01946825 Date of Birth: 12/06/1972 Reporting ID: Alerted Entity # 1 of 1 Risk Priority: Critical Alert ID: Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes R110375868 Richard Kahn New York, UNITED STATES • REG - Regulatory Action / ACT -

EG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

h: Reporting ID: 5/30/2018 Alerted Entity # 1 of 1 Risk Priority: Critical Alert ID: 13917575.11632113.64761053 Entity Information Entity ID: Riskid: Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04

EG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

ID: GCIS Date of Birth: Reporting ID: KYC 01651789 Alerted Entity ft 1 of 4 Alert ID: 6471205.11593658.64761053 Entity Information Entity ID: Riskid: R110375868 Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary, Regulatory

EG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u