3
Shared Docs
3
Same-Page
3 / 3
Mentions
sts, provide reason for new profile and attach old profile: How Was the Oient(s) Introduced? How long has the RM personally known the client? r Client Referral 17 RM Prospect F Intermediary/FIM r Other Source (06, etc.) Please provide details (e.g. name of referral source, how many years RM personalty
Policy (1) Client Facing Professionals (CFP 's) include: Relationship Managers. Wealth Advisors. Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York P2 SDNY_GM_00053731 hnpsl/na4.salesforce.com/servle trit,Eist,txt...d=500600... 1/26/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016655 EFTA
ts, provide reason for new profile and attach old profile: How Was the Client(s) Introduced? How long has the RM personally known the client? r Client Referral 17 RM Prospect 1.— Interrnediary/FIM r Other Source (06, etc.) Please provide details (e.g. name of referral source, how many years RM personalt
Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers. etc. Deutsche Bank Americas New York P2 SDNY_GM_00064823 hupslina4.salesforce.comiservle AtrirjetneD9Diaceid=50060... 10/30/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0027648 EF
sts, provide reason for new profile and attach old profile: How Was the Chent(s) Introduced? Haw long has the RM personally known the client? r Client Referral F RM Prospect rInterrnediary/FIM F Other Source (C18, etc.) Please provide details (e.g. name of referral source, how many years RM personalty ha
Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers. etc. Deutsche Bank Americas New York P2 SDNY_GM_00064642 littps://na4.salesforce.com/servle fristrEjElfrpACE839Diaceid=500600... 8/26/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-00
Entities connected to both Client Referral and Deutsche Bank Americas New York P2
Lexis/Nexis
ORGANIZATIONLawyers/Law Firms
ORGANIZATION
U.S. Virgin Islands
LOCATION
Eric Holder
PERSON
Paul Morris
PERSON
Dow Jones
ORGANIZATION
Financial Trust Company
ORGANIZATIONMartindale-Hubbell
ORGANIZATION
Les Wexner
PERSON
Jeffrey Epstein
PERSONWeakh
LOCATIONQuality Mgt
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATIONBrian M. Biggar
PERSONBusiness Owner F Salary/
ORGANIZATIONEpstein & Co.
ORGANIZATIONPaul Moms
PERSONJanice Franklin
PERSONthe Office of Foreign Asset Control
ORGANIZATIONFacing Professionals/
PERSON