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Document Mentions (3 shared documents)
2 mentions1 same-page
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n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
2 mentions1 same-page
Page ?Same page
n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
2 mentions1 same-page
Page ?Same page
n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
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Mutual Connections (127)
Entities connected to both Millennium Management LLC and UBS Fund
United States
LOCATION6 w/ Millennium·8 w/ UBS
UBS AG
ORGANIZATION3 w/ Millennium·9 w/ UBS
Millennium USA LP
ORGANIZATION8 w/ Millennium·4 w/ UBS
Federal Reserve
ORGANIZATION3 w/ Millennium·8 w/ UBS
the Securities and Exchange Commission
ORGANIZATION3 w/ Millennium·8 w/ UBS
Ghislaine Maxwell
PERSON4 w/ Millennium·7 w/ UBS
Millennium
ORGANIZATION7 w/ Millennium·4 w/ UBS
UBS Securities LLC
ORGANIZATION3 w/ Millennium·7 w/ UBS
Department of Justice
ORGANIZATION3 w/ Millennium·7 w/ UBS
Cease & Desist
ORGANIZATION3 w/ Millennium·7 w/ UBS
Fannie Mae
ORGANIZATION3 w/ Millennium·7 w/ UBS
Ernst & Young LLP
ORGANIZATION4 w/ Millennium·5 w/ UBS
New York State
LOCATION4 w/ Millennium·5 w/ UBS
Cayman
LOCATION4 w/ Millennium·5 w/ UBS
UBS Fund Advisor
ORGANIZATION3 w/ Millennium·6 w/ UBS
the North American Securities Administrators Association
ORGANIZATION3 w/ Millennium·5 w/ UBS
the Financial Advisor's
ORGANIZATION3 w/ Millennium·5 w/ UBS
Dept. of
ORGANIZATION3 w/ Millennium·5 w/ UBS
Parent Company
ORGANIZATION3 w/ Millennium·5 w/ UBS
Massachusetts Securities Division
ORGANIZATION3 w/ Millennium·5 w/ UBS