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im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing Lie shat be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to ar
sche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Page 7 of 13 Account Number e tsrimene Go paperless Lwiny Year Since 2007 THE DALBAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) MAZE Trio N F I DriTriA rxestimer (—v.., —4- nomo-fla SDNY_GM_00047973 OB-SDNY-0010797 EFrA_00 I 58
hts under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. 8kW 4011 Account Number THE FAZE T CONFIDENTIAL - PURSUANT T
Account Num THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) U N I LJE)ht fisAL Page 9 of12 Rated tacellera (very V.4. Since 2007 DALBAR RATED COMMUNICATIONS exorimser SDNY_GM_00048213 DB-SDNY-0011037 EFTA_00 158822 EFTA01290850 Transactions by Type of Activity (continued) Process/ Settlement Dat
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing Lie shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to a
43 Go paperless TFE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE rRGSrONFI DranAL Page of 10 Rated tacellera L very Year Since 2'007 DALBAR RATED COMMUNICATIONS rxentrwer SDNCGM_00048221 DB-SDNY-0011045 EFTA_00 158830 EFTA01290858 Activity Summary ,air' amounts shown are in base currency) Credits This
Entities connected to both Pershing Lie and DALBAR RATED COMMUNICATIONS
the State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONTAXABLE
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONMoney Market Fund
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSON