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13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350918
Subject: Re: Fw: Southern Financial I] From: Lisa D Hurd Date: Tue, 22 Oct . . To: Amanda Kirby ‹ > Classification: For internal use only Yeah!!!! The shares have been received and will be posted to th
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350901
Subject: Re: Fw: Southern Financial [I] From: Amanda Kirby < Date: Mon, 21 Oct 1 17:22:01 - 00 To: Lisa D Hurd < Classification: For internal use only OK. I'll call first thing Best, Amanda Kirby (Embedded image moved to file: pic01179.gif) Amanda Kirby
bject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund EFTA01350897 (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350898
Subject: Fw: Southern Financial [I] From: Amanda Kirby < Date: Mon, 21 Oct 2013 15:04:55 -0400 To: Lisa D Hurd Classification: For internal use only Hi Lisa, Did account receive the below 2 positions? I know you reached out IM P to JPM on Fri ay to et t
bject: Southern Financial EFTA01350922 Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350923
Subject: Re: Fw: Southern Financial [I] From: Amanda Kirby < Date: Tue, 22 Oct 2 1 10:01:12 -0400 To: Lisa D Hurd Classification: For internal use only Woohoo!! Yes! After those two hit we will be done!! Do you know the value of those two that are coming in to
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350904
Subject: Re: Fw: Southern Financial [I] From: Amanda Kirby < Date: Tue, 22 Oct 2013 08:18:51 -0400 To: Lisa D Hurd Classification: For internal use only Hi Lisa, Just tried you. Give me a ring when you're available Best, Amanda Kirby (Embedded image moved to
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350937
Subject: Re: Fw: Southern Financial [I] From: Amanda Kirby < Date: Tue, 22 Oct 2013 10:35:52 -0400 To: Lisa D Hurd Classification: For internal use only great! thank you! Best, Amanda Kirby (Embedded image moved to file: pic31832.gif) Amanda Kirby Associate
13 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks EFTA01350930 Harry EFTA01350931
Subject: Re: Fw: So hern Fin ncial I] From: Lisa D Hurd > Date: Tue, 22 Oct 2013 10:17:56 -0400 To: Amanda Kirby ‹ > Classification: For internal use only looks like 833K and 950K +/- Kind regards, L
Entities connected to both JVAIX and Lisa D Hurd
Amanda Kirby
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONDeutsche Bank Trust Company Americas
ORGANIZATION
Baltimore
LOCATIONAmanda
PERSON
Latin America
LOCATIONPershing LLC
ORGANIZATIONHarry Beller
PERSONPershing
LOCATIONFw: Southern Financial
ORGANIZATIONJPM Value Advantage Fund
ORGANIZATION
Ghislaine Maxwell
PERSONSouthern Fin
LOCATION