Subject: Re: Fw: So hern Fin ncial I] From: Lisa D Hurd > Date: Tue, 22 Oct 2013 10:17:56 -0400 To: Amanda Kirby ‹ > Classification: For internal use only looks like 833K and 950K +/- Kind regards, Lisa Hurd (Embedded image moved to file: pic05269.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email (Embedded image moved to file: pic30005.gif) From: To: Date: Subject: Amanda Kirby/db/dbcom Lisa D Hurd/db/ 10/22/2013 10:01 AM Re: Fw: Southern Financial [I] Classification: For internal use only Woohoo!! Yes! After those two hit we will be done!! Do you know the value of those two that are coming in today? We're meeting with the client at 11 and would love to give him an update Best, Amanda Kirby EFTA01350926

(Embedded image moved to file: pic12888.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York NY, USA 10154-0004 Tel. Fax Email (Embedded image moved to file: pic22744.gif) From: Lisa D Hurd/db/dbcom To: Amanda Kirby/db/ Date: 10/22/2013 09:48 AM Subject: Re: Fw: Southern Financial [I] Classification: For internal use only Yeah!!!! The shares have been received and will be posted to the account sometime today. I also see we received the regular MM fund yesterday as a wire. Once like the 2 mutual funds are posted, It looks like we are finished with all of these now, do you agree? Southern Fin Southern Tr Jeepers and Haze Tr Kind regards, Lisa Hurd (Embedded image moved to file: pic06859.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA EFTA01350927

Tel. Fax Email (Embedded image moved to file: pic01804.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db Date: 10/22/2013 08:18 AM Subject: Re: Fw: Southern Financial [I] Classification: For internal use only Hi Lisa, Just tried you. Give me a ring when you're available Best, Amanda Kirby (Embedded image moved to file: pic29865.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New Y 0154-0004 Tel. Fax Email (Embedded image moved to file: pic31392.gif) From: Lisa D Hurd/db/dbcom To: Amanda Kirby/db EFTA01350928

Date: 10/21/2013 05:18 PM Subject: Re: Fw: Southern Financial [I] Classification: For internal use only It looks like the mutual funds are here I will need to have them manually posted tomorrow. Please call me in AM if possible Kind regards, Lisa Hurd (Embedded image moved to file: pic02690.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 So -3298 Baltimore, MD, USA Tel. Fax Email (Embedded image moved to file: pic02810.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/ Date: 10/21/2013 03:04 PM Subject: Fw: Southern Financial [I] EFTA01350929

Classification: For internal use only Hi Lisa, Did accounts receive the below 2 positions? I know you reached out to JPM on Friday to let them know the shell account had been set up. Any update? Best, Amanda Kirby (Embedded image moved to file: pic30955.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic08694.gif) Forwarded by Amanda Kirby/db/dbcom on 10/21/2013 03:03 PM From: To: Harry Beller < Amanda Kirby/db/dbcom@DBAMERICAS, Date: 10/21/2013 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks EFTA01350930

Harry EFTA01350931