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800778SICSP, : Ga paperless ets Lyon, Yea. vote ZOO7 Deal! Wit 0LOAR RATED COMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6:3; THERN CON F I DENTIA rxesturtraer SDNY_GM_00045595 OB-SDNY-0008419 EFIA_00156204 EFTA01288567 Portfolio Holdings (continued) U.S. DOLLARS (continue
RATEDCOMMUNICATIONS rxeiturmer SDNW_GM_00045561 DB-SDNY-0008385 EFTA_00156170 EFTA01288533 Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MO21203 Transactions by Type of Activity (continued) Process/ Settlement Date Activi Dew ion DNS, ' Bmt PrmaInvkan•Aptagenan Margit. tisear
99-B. Page 12 of 20 Account Number e.t.a .,.,• " Ac bray since 2007 Paperless DAUM. RA TED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R THERN F I DAENT1AC--- rxesturtaer SDNY_GM_00045887 DB-SDNY-0008691 EFrA_00 156476 EFTA01288839 Deutsche Asset & Wealth Management PO. Lica 1778.
ed of 18 Lvery Voar Since 2007 SDNY_GAt_00045825 DB-SDNY-0008649 EFTA_001564134 EFTA01288797 Deutsche Asset & Wealth Management PO Boa 1778, Babimore, MO 21203 Portfolio Holdings (continued) Date Acquired Gamily Wit Cod Equities (continued) Common Stocks (continued) ALLIANZ SE SPONS AOR REPS
ount Number: Go paperless &„ Rated tan* ria [very Year Since 2007 CALMAR RATED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6: THERN CON F I DENTIA rxerturier :143===sr bs= SDNY_GM_00045905 OB-SDNY-0008729 EFTA_00156514 EFTA01288877 UCii1SChe .1.1.*;. & EMILIperle It PO
OMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet hY 1011A T
IER 1 SC-CS ISINIUS539139AG42 7.500% 04/27/88 WE DID 04107111 CIO RD 12112 PD 12/27/16 0"13 RO11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERN LLC. CiN FIDENTIAL SOU Tåge 13 of 19 Account Num her. N4G-023804 Go paperless !Laud faalibera (very Vs. Sacs 2007 DAL La RATED COMMUNICATION
SDNY_GM_00046104 OB-SDNY-0008928 EFTA_OOI 56713 EFTA01289076 Deutsche Asset & Wealth Management Desist...ma Prsair wean wary.. P.O. Elm 1778, Babimore, MO21203 Portfolio Holdings (continued) Dale Acquired Wag Vail Cod Equities (continued) Common Stocks (continued) APPLE INC COM Dividend Opti
ew Jersey 07399; nine .01 Page 9 of 9 Account Number MG-023812 Go paperless SOU conrIDAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERN Rated [mailer. Leery Vn. Since 2'007 DAL BAR RA TED COMMUNICATDONS rxarturnaer SDNY_GM_00046969 DB-SDNY-0009793 EFTA_00 II 57578 EFTA01289941
lap a'rlatrionst .0:trian ire MS* SDNY_GM_00046935 OB-SDNY-OOO9759 EFTA_00 57544 EFTA01289907 Deutsche Asset & Wealth Management pa Oa 1778, Babimore, MD21203 Portfolio Holdings (continued) Oruisre Rant Prmair. *man Papmgenmt Pdaeat$ Caen., 6 ,0“) Detts1.4 la* Seltona Mee wan Onto la Put Annu
023812 Rated tmolleM IrFthl >I Go paperless (very Veer Lace 2007 DAL BAR RATEDCOMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. 673 (e)L THERN CONn DrISITIA rxenunmer ositistrirwt=1*C.C.....-1 = Par. VIA •••••••• ...M. OM SDNY_GM_00047027 DB-SDNY-0009851 EFTA_00157636 EFTA01289999
MUMCATIONS rxciarnact SDNY_GM_00047015 DB-SDNY-0009839 EFTA_00157624 npranAL EFTA01289987 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MO21203 Dralsoo Rana Pnwale wean &Waren Weals teem,. 6 ,0“) Dettsch4 Mk Smolt. +t. mr..wart Ono. HI Pan Ya. Any_160. I ter Transactions by Typ
Entities connected to both THERN and Babimore
Pershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONAccount Value
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPershing
LOCATIONPie Chart
ORGANIZATIONUSAGES
ORGANIZATION
Ghislaine Maxwell
PERSONLegal Department
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATIONBahimore
ORGANIZATIONJersey City
LOCATION