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lent, T.. ° " •1 4). , Mt.'s 1: SDNY_GM_00048154 CONFIDENTIAL — PURSUANT TO FED. R DRIM. P. 6(e) OB-SDNY-0010976 EFTA_00158763 EFTA01290791 Important Information and Disclosures (continued) Important Arbitration Disclosures (contmued) • The arbitrators do not have to explain the reason(s) for their award, unless, in an eli
Lt01 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE ONFI DEN 1A L TI-E Page 2 of 11 Rsd tocelleni beefy V.A. Woes 2007 CALMAR RAT ED COMMUNICATIONS rxesumer :sr .zit SDNY_GM_00048118 DB-SDNY-0010942 EFTA 00158727 EFTA01290755 Deutsche Asset & Wealth Management PO l
0 3000000 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 239,926.34 Account Numb ikePerless Et Itatad taceibrigi tn., vs. Late 2007 CALMAR RATC000MMUNCATOONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6TF(e: HAZE Tto N F I DriTriA rxenurtraer P19.8,5112 L4c SDNY_GM_OOO48174 DB-SDNY
n, Van Mce 2007 DAL BAR RA T 02 COMMUNICATIONS rxenutraer oatarrortr:=2..r....' SDNY_GM_00045949 OB-SDNY-0008773 EFrA_001 56558 EFTA01288921 Important Information and Disclosures (continued) Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatica
our tax advisor in the preparation of your tax returns. Page 12 of 18 Account Number: Go paperless &„ Rated tan* ria [very Year Since 2007 CALMAR RATED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6: THERN CON F I DENTIA rxerturier :143===sr bs= SDNY_GM_00045905 OB-SDNY-000872
wiAlenti Event Yew Sinew 2007 DAL MR RATED COMMON1C*710MS IPPOIL I. MCP ...r.t. SDNY_GM_00047938 OB-SDNY-0010762 EFIA_OO158547 EFTA01290575 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial instituti
, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Account Melba Rated tocellenti OBAS ROLL Go paperless beefy Year Since 2007 CALMAR RA TE0 COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. e 6(7 HAZE to N F I DrErriA rxartimer Page 13013 ili a reitroatr... - Ltt«.ros
Entities connected to both Important Information and Disclosures and CALMAR
the Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATION
Jeff Sessions
PERSONClient Service Information
ORGANIZATIONthe State of New York
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPershing
LOCATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATIONTAXABLE
ORGANIZATIONLegal Department
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
CUSTOMS
ORGANIZATIONAccount Value
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONUSAGES
ORGANIZATION
Ghislaine Maxwell
PERSONSecurities Investor Protection Corporation
ORGANIZATION