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S CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DriTriA rxeiturtraer SDNY_GM_00045888 O13-SDNY-0008692 EFrA_00 156477 EFTA01288840 Activity Sum m a ry (All amounts shaven are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
orrlan=otrontiaterelia.400*0040 SDNY_GM_00045895 OB-SDNY-0008719 EFTA_00156504 EFTA01288867 Deutsche Asset & Wealth Management PO Lica 1778, Balmy*. MD 21203 ()PASO( Bana .0•11. roan Ma nip-neat Marais teem. 6,0“) ontsciv ML smote' ft . Now *4 Mk* HS Pin AS!" loth lbw Wow** NY 101W Income
r Sine. ?007 DAL BAR RATED OOMMUNICATICW6 rxemsner rr.L.."—"ZrZtratanrr....—"=7 SDNY_GM_00045924 OB-SDNY-0008748 EFIA_00 156533 EFTA01288896 Activity Sum m a ry (All amounts shaven are in base currency) Oedits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secur
rxenurnaer aria=arettt..."'C'r= SDNY_GM_00045903 OB-SDNY-0008727 EFrA_OOI 56512 EFTA01288875 Deutsche Asset & Wealth Management PO Boa 1778, Balmy*, Ma) 21203 Portfolio Holdings (continued) Draffle Prmalr Wea•n•Apmgenan Mats Onear 4M‘0 Deelscli• ML Secio0e. W. Now bar Olio HS Pant Asa. IM,
_GM_00046073 OB-SDNY-0008897 EFTA_00156682 EFTA01289045 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Micro Kn. Pon,, WeekniAinagenern Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Statement Period: 10/0112016 • 10/31/2016 Credits Year-to-Date Debits Year-to
R RAT CD COMMUMCATIONS rxenmser SDNY_GM_00046114 DB-SDNY-0008938 EFTA_00156723 EFTA01289086 Deutsche Asset & Wealth Management PO. Boa 1776, Balmy*, ?JD 21203 Important Inform ation and Disclosures Dralsev Ram Pon. Wean Ma rem 'Vali Sete .12 e seLle Statement Period: 0810112016 • 08/31/2016
Entities connected to both Activity Sum and Balmy*
Pershing
LOCATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONLegal Department
ORGANIZATIONAccount Value
ORGANIZATIONClient Service Information
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Ghislaine Maxwell
PERSONINDEBTED TO PERSHING LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION