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hat are pending final reporting, and wit provide the anticipated mail date of your 1099 for. Your 1099 will be mailed no later than March 17, 2014. Activity Sum m a ry (Al! amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secun
80100212CSF30016 Account Number. Go paperless ejtik w om en Yea/. en A Rew FtDrniariAr--""rt-- CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SOLTHERA cr5. eyes., ...IA Anse. We. • am. •••••• ••••••••• SDNY_GM_00045784 DB-SDNY-0008608 EFTA_00156393 EFTA01288756 PC. Sat Ills. flat moot MD 2120
r Sine. ?007 DAL BAR RATED OOMMUNICATICW6 rxemsner rr.L.."—"ZrZtratanrr....—"=7 SDNY_GM_00045924 OB-SDNY-0008748 EFIA_00 156533 EFTA01288896 Activity Sum m a ry (All amounts shaven are in base currency) Oedits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secur
400 Security Identifier: 611B CUS>. 09062X103 250 454 95 373.9300 Security Identifier: FB CUSP 303034102 665.000 00 78.7700 Account Number: SOLTHERA CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) $143,358.45 1,05839500 318,600 00 501.335 00 10.585.000 00 783,383.35 1,378,475.00 4147,838.
_GM_00046073 OB-SDNY-0008897 EFTA_00156682 EFTA01289045 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Micro Kn. Pon,, WeekniAinagenern Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Statement Period: 10/0112016 • 10/31/2016 Credits Year-to-Date Debits Year-to
.00 1,348,375.00 -215.163.50 ,137,882.02 50.00 12,163.55 2.62% 190.000.00 1.60% Pa947 of 19 Account Num her. MG-023804 Rapiscl tAalikerdi SOLTHERA F DrffirTA L t, rDAxeilAtitme •ArTEOCOMMUNCATIONS Go paperless Lvwy vs. 5~ 2007 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00046031
tments.corn/ENfproductshnoney-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Activity Sum m a ry (Ali amounts shown are in base cumency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest 850,03
shall be incorporated into this agreement Account Num leer N4G-023 12 Go paperless Dm MILIA L ^E CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOLTHERA OSTairc I Page 9 of 10 Maud tocellone (very Year Since 2007 DAL BAR RATED COMMUNICATIONS rxemoser aet -IAA, •••••••• nit^. rent. MC SDNY_GM_
Entities connected to both Activity Sum and SOLTHERA
Pershing
LOCATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONAccount Value
ORGANIZATION
Jeff Sessions
PERSONLegal Department
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION
Ghislaine Maxwell
PERSONPie Chart
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
New York City
LOCATION