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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECUTION: NOTWITHSTANDING THE P
rice Accrued Interest Amount Currency 0.00 USO Total Securities Bought and Sold - LIMITED STATES DOLLAR 0.00 0.00 Page134019 Account Number OBALI ROI k Go paperless SOUTHERN CNO LLC. F I DAENTIAL N CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) toted tacollerdi Event Vas. WKID 2007 DAL
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST IMECIIIION: NOTWITHSTANDING THE
timated Mnual Income Yield 200,000.000 51,851,169.64 $8,850,588.54 66,850,588.54 $5,017,980.00 $7,193,640.00 $7,193,610.00 Account Nun Oz- OBALI ROI I (so paperless Tt• E TCO N F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE RLsr $166,810.36 $313,051.16 $343,051.16
FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Number: 7146423 12 OBALI RON GO paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 678)6THERN aynn DAENTIA Page 4 of 8 Rated [moiler. Ln.y Von Slate 2007 DAL OAR RA
Entities connected to both BNY MELLON CAPITAL MARKETS and OBALI
THE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION