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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTOR: NOTWITHSTANDING THE PR
rmation pertaining to these transactions, including the time of execution and the name of the person from Fage16 of 18 Account Number: Go erless Rated Excellent, DIAS ROIL pap Lvery Year Sante 2'007 SOUTHERNCON F I DrWrIAL, OALOAR RATED COMMUNICATIONS rxesurtraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECUTION: NOTWITHSTANDING THE P
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FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
D. R CRIM. P. 6(e) B0129911CM0017 Go paperless CON F I DAENTIAL Please review your allocation perioclicalry wth your Client Advisor'. Pagetof9 Rated Excellent, Ivory Year Siva 2007 DAUM. RATED COMMUNICATIONS rxeriurmer Vary (La armor 0100ta. •00 SONY_GM_OOO46981 DB-SDNY-0009805 EFIA_00157590 EFTA01
Entities connected to both BNY MELLON CAPITAL MARKETS and Rated Excellent
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONUSAGES
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTAXABLE
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION