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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
E03/27128 Q t0000Moody Paling BA1 03/29118 2,000,000800 101.9860 AAORGAN CHASE& CO DEP SHSREPSTG PATH PFD SERIFIXED TO RIG RT BD 5108% 04123/58 WEDTD 04123/081doody Rating Baa3S& P Rating B88- 06/15/11 1,10 0,000.000 107.2590 06/15/11 .."2 2,500,000.000 106.7770 Total Noncovered 3,600.000 00
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
BOND INTEREST RECEIVED 490000 WASHINGTON I/ UT M TG SECS CORP 2004 -RA2 M TG 3009 33 USD 939336520 PASSTHRU CTF CL C-B-1VAR RATER 997% 07125/33 WEDTD 06/0104 RD 1230 PD 412514 12127/17 FOREIGN BOND INTEREST 103000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL 35181 25 USD 539439A64 TIER 1SEC
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
D AT 40.625 2000000 05/16116 BONO INTEREST RECEIVED 746000 EARTF LINK INC GTO SR NT FULLY EXCHANGED 27032 IAC6 CUSP FROM 270321A988875% 05/15/19 WEDTD 05117111 CL8 RD 05113 PD 05/15116 05116116 BO NO INTEREST RECEIVED 80000 SH RS GMAC CAP TR I GTD TR PFD SECS SER 2 CFN• ALLY PRA 8.125% FRED DR
Entities connected to both BNY MELLON CAPITAL MARKETS and WEDTD
ON PERSHING'S
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATION