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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
REG DTD 17JOYS CLEI RD 1130 PC 2/1118 12/18118 FOREIGN SECURITY DIVIDEND 1000 MRS NINTENDO LTD ADR RD 09/28 PO 2/13111 1,867 64 USD RE-COVED NTDOY 12/27/18 FOREIGN BOND INTEREST 103000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL 35181 25 USD 539439AG4 TIER 1SECS ISINS US539439AG42 7.500%
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
dend Oplion: Cash CUSP 48576U116 07/12/18 25,000.000 18.6840 467,106.00 17.7800 444.500.00 .22,606.00 NINTENDO LTO ADR Security Identifier: NTDOY Dividend Oplion: Cash CUSIP:654445303 02/05/18 10,000.000 51.7910 517,906.00 42.6700 426,700 00 -91,206.00 5,027 26 1 17% Total Common St
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECURON: NOTWRHSTANDING THE PRE
USD BRK A 39,390 00000000 02107/18 02105/18 PURCHASED NINTENDO LTD ADR UNSOLICITED ORDER ALLOCATED ORDER 10,000 000 51.7500 417,906 00 USD NTDOY YOUR BROKER ACTED AS AGENT 02113/18 02/09/18 SOLO M IRAGEN THERAPEUTICS INC COM UNSOLICITED ORDER -3.000.000 5.2500 15.623 63 USD MGEN ALLOC
Entities connected to both BNY MELLON CAPITAL MARKETS and NTDOY
THE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONThe European Central Bank
ORGANIZATION