3
Shared Docs
3
Same-Page
3 / 3
Mentions
ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO
ge 6 of T Account Number. N40.026161 Go paperless Rated IL ...lent I...Nosy Yalu %Inc* 2007 0 0A/II RAT( COMMUNICATIONS SOUTI- FRN F dni FI D AENTI A L. "Mina M.1 wry at ewe Vara OlitrOgres MEV W vase/pm onsosastosoat. wise ova SOWS/N.4_0000665 DB-SONY-0012469 EFTA_00160274 EFTA01291760
MATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO I
23801 Stated tscollona MOW 4011 Go paperless 2007 FJMA L BAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67e)L THEM OKIFI D AENTI A L OAxesurmer SDNY_GM_00046208 OB-SDNY-0009032 EFrA_00156817 EFTA01289180 Important Inform ation and Disclosures (continued) Reinvestment
MATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INC
Basis: $445.000.00 Account Num be E:129.97SCSF30 'I ORAB ROI t paperless Til CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE Tt ONFID AENTI AL. Plated Pacelloril L very 'Van Siva 2007 DALBAR RATED COMMUNICATIONS exclurnaer Page 34010 SDNY GM 00048159 DB-SDNY-00 10983 EFTA_00158768
Entities connected to both TIME PERSHING and AENTI

Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONTAXABLE
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION