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PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI •••••• Rated tgelleni Ewe" Yaw Space 200/ OALBAR RMIEO COMMuniCATIONS ECDAME Owing Ilveugh halm 11C. Stotts/owned subsidiary Oft Sank of New York Mellon Corporate,. (MY Melee) Pentint LAC nmatlas nriRkg4igteM_00047722 DB-SDNY-0010546 EFTA_00 158331 EFT
ASHDIVIDEND RECEIVED Al ORGAN ROAD NG RATE INCOM E END CLASS] 6,037.19 USD .PHSX 12834.4750 SHRSRO 4/26 PD 12128117 12129117 MONEY MARKETFUND DEUTSCHE GOVT CASH 1,452.76 USD INCOME RECBVEO PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 7,489.95 Page 6 of 9 CONFIDENTAL - PURSUANT TO F
T TO FED. R. CRIM. P. 6(e) N4G424950 CONFID Rated builem Emory Yew Sate 2O0/ DAMP MILD COMMAinICATIONS EXCILI DICE Clewing bars. PersainsaC. a Stotts/Q.~1 sulnkhaoy el theirs of New York Mellon Cerpotatlye (MY Mace) Penhow LLC filigrAgIglieM- 00048989 DB-SDNY-00 11813 EFTA_00 159598 EFTA01291
74,434.94 4620,000.90 445,565.06 Description Quantity Price named Intued Amount Currency Dividends and Interest 12/29/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 9.98 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Total Value of Transactions The price and quantity display
015 - 03131/2015 Ilarealked Dale Acquired Quantity Unit Cost Cost Basis Market Pria Market Value Gala/ Loss Eq uities (continued) Preferred Stotts (continued) GM AC CAP TR I GTD TR PFD SECS SER 2 CPN- 6.125% FREO QRTLY MATT-0211512040 CALL ANYTIME (a 25 W130 OATS BEGINS 02/15116 Dividend Opti
07127115 1290000 WASFINGTO it MLTMTG SECS CORP 2004M2 LI TG PAS,STFRL CTF CA. C•B.1 VAR RATE 6.444% 07(25/33 WE DTD 06101104 RD 06130 PD 07125/15 DEUTSCHE GOVT CASF .59,500.00 4,217,699.3S 2.000 00 5.290.00 3.77420 1,388.59 LSD LSO LSO LSD Total Dividends and Interest • UNITED STATES DOLLAR Fees
Entities connected to both Stotts and DEUTSCHE GOVT
the State of New York
LOCATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATION
CUSTOMS
ORGANIZATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONTAXABLE
ORGANIZATIONPershing
LOCATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONJersey City
LOCATIONINDEBTED TO PERSHING LLC
ORGANIZATION