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IN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST.
rmation pertaining to these transactions, including the time of execution and the name of the person from Fage16 of 18 Account Number: Go erless Rated Excellent, DIAS ROIL pap Lvery Year Sante 2'007 SOUTHERNCON F I DrWrIAL, OALOAR RATED COMMUNICATIONS rxesurtraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM
IN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REOUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST.
.500.00 7.72% 65.199 99 72.500.00 7.13% 39,199 99 72.500.00 7.13% 21.800 02 72.500.00 7.13% Page 9 of 19 Account Num ber (.40 paperless Rated Excellent, Every Visor Since 2007 DAL BAR RATED COMMUNCATIONS rxesturmer ratitr•-•'1.1:7=1=" ""4"=".• nary tact •••••••• nista. we. MC SDNY_GM_00045960
AIN A MARGIN ACCOUNT. THIS IS A COMMNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Arrn INT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST.
D. R CRIM. P. 6(e) B0129911CM0017 Go paperless CON F I DAENTIAL Please review your allocation perioclicalry wth your Client Advisor'. Pagetof9 Rated Excellent, Ivory Year Siva 2007 DAUM. RATED COMMUNICATIONS rxeriurmer Vary (La armor 0100ta. •00 SONY_GM_OOO46981 DB-SDNY-0009805 EFIA_00157590 EFTA01
Entities connected to both THE BOARD OF GOVERNORS OF and Rated Excellent
THE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
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Baltimore
LOCATIONMoney Market Fund
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