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AIN A MARGIN ACCOUNT. THIS IS A CONENED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST.
Cash 11/07/13 VIACOM INC NEW Cl. B Dividend Oplion: Cash 06/10/15 VOLKSWAGEN A GADR (SPONS) Dividend Oplion: Cash 04/13/15 5,000.000 WISDOM TREE INVTS INC COM Dividend Oplion: Cash 03/31/15 15.000.000 21.6110 Total Common Stocks Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTO TR FCC S
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INTAIN A MARGN ACCOUNT. THIS IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Aren INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST.
tifier: VLKAY Dividend Oplion: Cash CUSP:928662303 04/13/15 5.000 000 50.8610 254.306.00 32.0900 160.450 00 -93.856.00 91.85 0.05% WISDOM TREE INVTS INC COM Security Identifier:WM Dividend Oplion: Cash CUSP:9771014 Page 8 of 17 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL to ripene
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TAIN A MARGIN ACCOUNT. THIS IS A GOWNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST.
AGEN A G ADR (SPONSI Dividend Option: Cash Security Identifier: VLKAY CUSIP-. 928662303 04113115 5.000.000 50 8610 254,306.00 29.7450 WISDOM TREE INVTS INC COM Dividend Option. Cash Security 'deadlier: WETF CUSP 97717P104 03131115 15.000.000 216110 324.157 50 8.5800 Total Common Stocks $88,135,661.
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2 mentions1 same-page
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TAIN A MARGIN ACCOUNT. THIS IS A GOWNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST.
nt Currency Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Security Dividends WISDOM TREE INVTS INC COM 02/17/16 03/02/16 Total Cash Not Yet Received 0.00 7,641,999.57 USD Record Date Payable Date Quantity Held Rate Dividend Option Amount of
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Mutual Connections (124)
Entities connected to both THE BOARD OF GOVERNORS OF and TREE INVTS INC COM
THE CLEARING FACILITY
ORGANIZATION73 w/ THE·4 w/ TREE
THE FEDERAL RESERVE SYSTEM
ORGANIZATION73 w/ THE·4 w/ TREE
CUSTOMS
ORGANIZATION70 w/ THE·4 w/ TREE
USAGES
ORGANIZATION69 w/ THE·4 w/ TREE
Jeff Sessions
PERSON69 w/ THE·4 w/ TREE
ON PERSHING'S
ORGANIZATION68 w/ THE·4 w/ TREE
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ THE·3 w/ TREE
TAXABLE
ORGANIZATION51 w/ THE·3 w/ TREE
the Pershing Customer Service Department
ORGANIZATION43 w/ THE·4 w/ TREE
Pershing
LOCATION42 w/ THE·4 w/ TREE
the State of New York
LOCATION42 w/ THE·4 w/ TREE
Legal Department
ORGANIZATION41 w/ THE·4 w/ TREE
Pershing LLC
ORGANIZATION41 w/ THE·4 w/ TREE
Client Service Information
ORGANIZATION36 w/ THE·3 w/ TREE
the Options Clearing Corporation
ORGANIZATION35 w/ THE·4 w/ TREE
Securities Investor Protection Corporation
ORGANIZATION34 w/ THE·4 w/ TREE
Pie Chart
ORGANIZATION33 w/ THE·4 w/ TREE
Baltimore
LOCATION29 w/ THE·4 w/ TREE
Money Market Fund
ORGANIZATION30 w/ THE·3 w/ TREE
Jersey City
LOCATION28 w/ THE·4 w/ TREE