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AIN A MARGIN ACCOUNT. THIS IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST.
CL A UNSOLICITED ORDER AVERAGE -5000.000 53.2290 265,933 20 USD DISH UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 09125/17 09121111 SOLD GLAXOSM I THKUNE PLCWOWS4DR UNSOLICITED ORDER -5,000.000 40.3996 201,787.33 USD 65K AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 09125/1
IN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST.
10 ' 12109/10 Total Noncuvered Total 91,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02105114 03107114 Total Covered Total 8,100.000 GLAXOSM 'TULIN E PLC SPONS A DR Dividend Option: Cash 06110115 5,000.000 13 0010 GLOBAL PARTNER ACQUISITION CORP UNIT I CON & IWT EXP Dividend Option:
IN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REOUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST.
02105114 5.000.000 79 2810 396.407.00 117.6600 03107114 3,100.000 79 6120 216,797.00 117.8600 Total Covered 8,100.000 Total 8,100.000 GLAXOSM WHIM E PLC SPONS A DR Dividend Option: Cash 643,204.00 $843,204.00 Security Identifier: GU CUSP: 37733W105 06110115 5,000.000 43.0010 Sin236
Entities connected to both THE BOARD OF GOVERNORS OF and GLAXOSM
THE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION
Baltimore
LOCATION