3
Shared Docs
3
Same-Page
3 / 3
Mentions
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABL
ds 845,671,218.35 Page 2 021 OSAB ROLL Account Num berms Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DranAL SOUTHERN coN Itned tscollerei (very v«. Woos 2007 DAUM. RATED COMMUMCATIONS rxnurner r s tri..Z..-"rerai.r...... —"*= iv—vrisimm —.inv... ii-i- SDNY GM 00045913
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
djusted basis wi8 be reported to the IRS on form 1099-8 for the applicable tax year in which the securty is disposed. Page 5 of 13 Account Num be Itned tscolloni tt, )1% Go paperless (very vs. Late 2007 E HAZE TC' DAL BAR RA TED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AMPOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
8 of 10 DOAN 9(.11.1 Account Num tier. N4G-024943 Go paperless TFE TUUTO N F I DranAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE R Itned excellent, (very Year Sines 2'007 DAL BAR RATED COMMUNICATIONS rxarturtraer L.. x. tr. r- SDN Y_GM_0004 8274 OB-SDNY-0011096 EFM_00158883 EFTA
Entities connected to both THE CLEARING FACILITY and Itned
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION
Baltimore
LOCATION