3
Shared Docs
3
Same-Page
3 / 3
Mentions
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
orrlan=otrontiaterelia.400*0040 SDNY_GM_00045895 OB-SDNY-0008719 EFTA_00156504 EFTA01288867 Deutsche Asset & Wealth Management PO Lica 1778, Balmy*. MD 21203 ()PASO( Bana .0•11. roan Ma nip-neat Marais teem. 6,0“) ontsciv ML smote' ft . Now *4 Mk* HS Pin AS!" loth lbw Wow** NY 101W Income
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABL
rxenurnaer aria=arettt..."'C'r= SDNY_GM_00045903 OB-SDNY-0008727 EFrA_OOI 56512 EFTA01288875 Deutsche Asset & Wealth Management PO Boa 1778, Balmy*, Ma) 21203 Portfolio Holdings (continued) Draffle Prmalr Wea•n•Apmgenan Mats Onear 4M‘0 Deelscli• ML Secio0e. W. Now bar Olio HS Pant Asa. IM,
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
R RAT CD COMMUMCATIONS rxenmser SDNY_GM_00046114 DB-SDNY-0008938 EFTA_00156723 EFTA01289086 Deutsche Asset & Wealth Management PO. Boa 1776, Balmy*, ?JD 21203 Important Inform ation and Disclosures Dralsev Ram Pon. Wean Ma rem 'Vali Sete .12 e seLle Statement Period: 0810112016 • 08/31/2016
Entities connected to both THE CLEARING FACILITY and Balmy*
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATION