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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
ds. and Bank Deposits 18,295,949.71 12,858,891.12 43,562,095.01 34.02% LSD Axed Income 27,736,972.38 18,263,210.87 18,308,152.91 14.30% hon.L SD Axed Income 10,227,309.46 7,532,495.00 7,422,22650 5.80% LSD Equities 30,410,519.65 52,601121.35 55,404,88713 43.26% hen-LSD Equities 3,137,192
2 mentions1 same-page
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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABL
nds. and Bank Deposits 11,273,981.33 16,910,315.07 17,382,855.08 35.87% LSD Axed Income 18,177,155.513 15.589,02515 15,587,101.74 11.80% on.L SD Axed Income 7.150,052 50 7,812,452.50 7,812,41825 5.91% USD Equities 51,121511 61 56,907,025.62 57,699,186.10 13.68% I Kon.liSD Equities 2.986.
2 mentions1 same-page
Page ?Same page
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
00 1.509.360.00 1,512,780.00 2004% we rot dspkay on this pie than. h SD Cash. Money Funds. and Bank Deposis 000 61,040.74 59,750 93 0.79% L SD Axed Income 1,581,400.00 0.00 0.00 0.00% Account Total (Pie Chart) $6,457,577.92 $7,650,237.44 37,547,059.11 100.00% See the Asset Allocabon Dis
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2 mentions1 same-page
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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
ation Prior Year-End Lad Period This Period % Allocation SO Cash. Money Funds and Bank Depotits hon-LSD Cash, Money Funds, and Bank Depoits on.L SD Axed Income LSD Equities 1,196,003.71 166,688.28 1,554,115.20 1,532,160 00 3,387,196.75 211,285.06 3,113,416.04 1,161,900,00 3,117,587.81 264,1
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Mutual Connections (126)
Entities connected to both THE CLEARING FACILITY and L SD Axed
THE FEDERAL RESERVE SYSTEM
ORGANIZATION73 w/ THE·4 w/ L
THE BOARD OF GOVERNORS OF
ORGANIZATION73 w/ THE·4 w/ L
CUSTOMS
ORGANIZATION70 w/ THE·4 w/ L
Jeff Sessions
PERSON69 w/ THE·4 w/ L
USAGES
ORGANIZATION69 w/ THE·4 w/ L
ON PERSHING'S
ORGANIZATION68 w/ THE·4 w/ L
INDEBTED TO PERSHING LLC
ORGANIZATION64 w/ THE·3 w/ L
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ THE·2 w/ L
TAXABLE
ORGANIZATION51 w/ THE·4 w/ L
TIME PERSHING
ORGANIZATION50 w/ THE·2 w/ L
the Pershing Customer Service Department
ORGANIZATION43 w/ THE·4 w/ L
Pershing
LOCATION42 w/ THE·4 w/ L
the State of New York
LOCATION42 w/ THE·4 w/ L
Pershing LLC
ORGANIZATION41 w/ THE·4 w/ L
Legal Department
ORGANIZATION41 w/ THE·2 w/ L
Client Service Information
ORGANIZATION36 w/ THE·4 w/ L
the Options Clearing Corporation
ORGANIZATION35 w/ THE·4 w/ L
Pie Chart
ORGANIZATION33 w/ THE·4 w/ L
Securities Investor Protection Corporation
ORGANIZATION34 w/ THE·2 w/ L
Money Market Fund
ORGANIZATION30 w/ THE·2 w/ L