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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE L
the 'R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the 0BSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in an R&T Fund, please refer to our earlier letter for more information about your availab
2 mentions1 same-page
Page ?Same page
COUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED ARMOR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LA
e NY Tax Free Funds and the Tax-Exempt California Money Market Fund will no longer be evadable as money market funds in the D8SI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in the NY Tax Free Funds or the Tax-Exempt Califomia Money Market Fund, your entire positi
2 mentions1 same-page
Page ?Same page
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE L
e NY Tax Free Funds and the Tax-Exempt Canfornia Money Market Fund will no longer be available as money market funds in the DBSI cash sweep program (the 'Sweep Program') What this means for you: If you are currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund. your entire positi
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2 mentions1 same-page
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COUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
the 'R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the OBS! cash sweep program (the 'Sweep Program'). What this means for you: If you ate currently invested in an RaT Fund, please refer to our earlier letter for more information about your availab
2 mentions1 same-page
Page ?Same page
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABL
he 'RAT Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the ()BSI cash sweep program (the 'Sweep Program') What this means for you: If you are curtently invested in an R&T Fund. please refer to our earlier letter for more information about your availabl
2 mentions1 same-page
Page ?Same page
COUNT MID RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
the •R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the DBSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in an R&T Fund, please refer to our earlier letter for more information about your availab
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2 mentions1 same-page
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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AMPOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
e NY Tax Free Funds and the Tax-Exempt California Money Market Fund wit no longer be available as money market hinds in the DBSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund. your entire posit
2 mentions1 same-page
Page ?Same page
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
(the TR&T Funds') by the end of July 2015 and as such the WIT Funds wiU no longer be available as money market funds in the DBSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in an R&T Fund, please refer to our earlier letter for more information about your availab
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Mutual Connections (196)
Entities connected to both THE CLEARING FACILITY and the 'Sweep Program'
THE BOARD OF GOVERNORS OF
ORGANIZATION73 w/ THE·8 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION73 w/ THE·8 w/ the
CUSTOMS
ORGANIZATION70 w/ THE·8 w/ the
Jeff Sessions
PERSON69 w/ THE·8 w/ the
USAGES
ORGANIZATION69 w/ THE·8 w/ the
ON PERSHING'S
ORGANIZATION68 w/ THE·8 w/ the
INDEBTED TO PERSHING LLC
ORGANIZATION64 w/ THE·8 w/ the
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ THE·8 w/ the
TAXABLE
ORGANIZATION51 w/ THE·8 w/ the
TIME PERSHING
ORGANIZATION50 w/ THE·5 w/ the
the Pershing Customer Service Department
ORGANIZATION43 w/ THE·8 w/ the
the State of New York
LOCATION42 w/ THE·8 w/ the
Pershing
LOCATION42 w/ THE·8 w/ the
Pershing LLC
ORGANIZATION41 w/ THE·8 w/ the
Legal Department
ORGANIZATION41 w/ THE·7 w/ the
Client Service Information
ORGANIZATION36 w/ THE·8 w/ the
Pie Chart
ORGANIZATION33 w/ THE·6 w/ the
Securities Investor Protection Corporation
ORGANIZATION34 w/ THE·5 w/ the
the Options Clearing Corporation
ORGANIZATION35 w/ THE·4 w/ the
Baltimore
LOCATION29 w/ THE·7 w/ the