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continued) INSURED DEPOSITS PROGRAM (continued) N0 03/17 $30067194. East West Bank N0 03/17 5250000.00 NY Comm unity Bank NO 03/17 5250000.00 Texas Capital Bank NO 03/17 5250000.00 TnState Capital Bank N0 03/17 5186996.41 Union Bank of CA NO 03/17 5250000.00 03124/14 Withdrawal WITHDRAWAL -17,000.00
ial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer in
2 mentions1 same-page
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e Bank Trst Co NO 04/16 5250000.00 East West Bank NO 04/16 5250000.00 Flushing Bank NO 04/16 $94413898 KY Comm unity Bank NO 04/16 5250000.00 Texas Capital Bank NO 04/16 5250000.00 TUSIale Capital Bank NO 04/16 5250000.00 Com unity Bank NO 04/16 5250000.00 WITHDRAWAL INTEREST POSTED 3.444.118 03 -6 0
al Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 40230, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly In accordance with an impartial lottery process.Wben an issuer ini
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ntinued) INSURED DEPOSITS PROGRAM (cortirued) NO 04116 529726625. East West Bank NO 04116 5250000.00 NY Corn m unity Bank NO 04116 $250000.00 Texas Capital Bank NO 04116 $250000.00 TnState Capital Bank NO 04118 $250000.00 Com enity Bank NO 04116 $250000.00 04122114 Withdrawal WITHDRAWAL 04122114 Dep
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
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Mutual Connections (99)
Entities connected to both Texas Capital Bank and the FINRA Consolidated Rulebook
Pershing
LOCATION15 w/ Texas·5 w/ the
TAXABLE
ORGANIZATION15 w/ Texas·5 w/ the
THE BOARD OF GOVERNORS OF
ORGANIZATION15 w/ Texas·5 w/ the
THE CLEARING FACILITY
ORGANIZATION15 w/ Texas·5 w/ the
Jeff Sessions
PERSON15 w/ Texas·5 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION15 w/ Texas·5 w/ the
the Pershing Customer Service Department
ORGANIZATION15 w/ Texas·5 w/ the
FDIC
ORGANIZATION16 w/ Texas·4 w/ the
the State of New York
LOCATION14 w/ Texas·5 w/ the
Pershing LLC
ORGANIZATION14 w/ Texas·5 w/ the
INDEBTED TO PERSHING LLC
ORGANIZATION14 w/ Texas·4 w/ the
Legal Department
ORGANIZATION14 w/ Texas·4 w/ the
Account Value
ORGANIZATION12 w/ Texas·5 w/ the
TIME PERSHING
ORGANIZATION13 w/ Texas·4 w/ the
Client Service Information
ORGANIZATION12 w/ Texas·5 w/ the
CUSTOMS
ORGANIZATION12 w/ Texas·4 w/ the
ON PERSHING'S
ORGANIZATION11 w/ Texas·5 w/ the
the Options Clearing Corporation
ORGANIZATION11 w/ Texas·4 w/ the
USAGES
ORGANIZATION11 w/ Texas·4 w/ the
Larry Page
PERSON11 w/ Texas·4 w/ the