4
Shared Docs
4
Same-Page
4 / 4
Mentions
IS A COMBINED STATEMENT Cf YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER
80100212CSF30016 Account Number. Go paperless ejtik w om en Yea/. en A Rew FtDrniariAr--""rt-- CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SOLTHERA cr5. eyes., ...IA Anse. We. • am. •••••• ••••••••• SDNY_GM_00045784 DB-SDNY-0008608 EFTA_00156393 EFTA01288756 PC. Sat Ills. flat moot MD 2120
IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REOUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YE
400 Security Identifier: 611B CUS>. 09062X103 250 454 95 373.9300 Security Identifier: FB CUSP 303034102 665.000 00 78.7700 Account Number: SOLTHERA CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) $143,358.45 1,05839500 318,600 00 501.335 00 10.585.000 00 783,383.35 1,378,475.00 4147,838.
S IS A GOWNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER Y
.00 1,348,375.00 -215.163.50 ,137,882.02 50.00 12,163.55 2.62% 190.000.00 1.60% Pa947 of 19 Account Num her. MG-023804 Rapiscl tAalikerdi SOLTHERA F DrffirTA L t, rDAxeilAtitme •ArTEOCOMMUNCATIONS Go paperless Lvwy vs. 5~ 2007 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00046031
IS A COMMNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Arrn INT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER
shall be incorporated into this agreement Account Num leer N4G-023 12 Go paperless Dm MILIA L ^E CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOLTHERA OSTairc I Page 9 of 10 Maud tocellone (very Year Since 2007 DAL BAR RATED COMMUNICATIONS rxemoser aet -IAA, •••••••• nit^. rent. MC SDNY_GM_
Entities connected to both THE FEDERAL RESERVE SYSTEM and SOLTHERA
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONAccount Value
ORGANIZATIONJersey City
LOCATION