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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
QUARE INC CL A BKCII A PERSHING AFHLIATE IA AXES A MKT -200.000 SO IN THISSECURITY .1 ACTED AS PRINCIPAL UNSOLICITED ORDER 07/28/17 ornsrir SOLD TERRAFORM GLOBAL INC CL A BKCM A PERSHING AFRUATE 400.000 GLBL M AKES A MKT IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS
2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
20 00 SQUARE INC CL A Securely Wentdiet SO Dividend Oplion: Cash CUSP:85223403 11/19/15 200.000 9.0000 1.800.00 17.3200 3.464 00 1,664.00 TERRAFORM GLOBAL INC CL A Security Idenl kr: GLBL Dividend Oplion: Cash CUSP:881341191 07/31/15 100.000 11.5550 5,821.84 4.3500 1,140.00 4,081.84 440.00 25.28% T
2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
le Acquired Quantity Unit Cost Equities (continued) Common Stocks (continued) SQUARE INC CL A Dividend Option: Cash 11/19115 200.000 9.0000 TERRAFORM GLOBAL INC CL A Dividend Option. Cad) 07/31115 400.000 14 6300 TWITTER INC COM Dividend Option: Cash 11/07113 1 500 000 26 0000 VIACOM INC NEW CL B Divi
Sponsored
2 mentions1 same-page
Page ?Same page
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF
000 SQUARE INC CL A Security Identifier: SO Dividend Option: Cash CUSP 852234103 11119115 200.000 9.0000 1.800.00 10.0700 2.014.00 214 00 TERRAFORM GLOBAL INC CL A Security Identifier:61BL Dividend Option: Cash CUSP 8810/11101 07131115 400.000 14 8300 5,931.81 3.1800 1,392 00 -4,539.84 410.00 31.80
Sponsored
Mutual Connections (124)
Entities connected to both USAGES and TERRAFORM GLOBAL INC CL
CUSTOMS
ORGANIZATION71 w/ USAGES·4 w/ TERRAFORM
THE FEDERAL RESERVE SYSTEM
ORGANIZATION71 w/ USAGES·4 w/ TERRAFORM
THE CLEARING FACILITY
ORGANIZATION69 w/ USAGES·4 w/ TERRAFORM
THE BOARD OF GOVERNORS OF
ORGANIZATION69 w/ USAGES·4 w/ TERRAFORM
ON PERSHING'S
ORGANIZATION67 w/ USAGES·4 w/ TERRAFORM
Jeff Sessions
PERSON67 w/ USAGES·4 w/ TERRAFORM
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ USAGES·3 w/ TERRAFORM
TAXABLE
ORGANIZATION47 w/ USAGES·3 w/ TERRAFORM
the Pershing Customer Service Department
ORGANIZATION41 w/ USAGES·4 w/ TERRAFORM
the State of New York
LOCATION40 w/ USAGES·4 w/ TERRAFORM
Pershing
LOCATION40 w/ USAGES·4 w/ TERRAFORM
Legal Department
ORGANIZATION39 w/ USAGES·4 w/ TERRAFORM
Pershing LLC
ORGANIZATION37 w/ USAGES·4 w/ TERRAFORM
Securities Investor Protection Corporation
ORGANIZATION33 w/ USAGES·4 w/ TERRAFORM
the Options Clearing Corporation
ORGANIZATION33 w/ USAGES·4 w/ TERRAFORM
Client Service Information
ORGANIZATION32 w/ USAGES·3 w/ TERRAFORM
Pie Chart
ORGANIZATION31 w/ USAGES·4 w/ TERRAFORM
Jersey City
LOCATION30 w/ USAGES·4 w/ TERRAFORM
Baltimore
LOCATION29 w/ USAGES·4 w/ TERRAFORM
Money Market Fund
ORGANIZATION28 w/ USAGES·3 w/ TERRAFORM